About the Role
We are seeking an experienced and commercially minded Head of Product Compliance to lead our global product compliance function across a diverse portfolio of financial and trading products.
This is a strategic, business-facing leadership role that sits at the intersection of Product, Trading, Risk, Legal and Compliance. The successful candidate will play a critical role in enabling product innovation and business expansion while ensuring regulatory compliance across multiple jurisdictions.
Key Responsibilities
- Product Compliance Strategy: Lead and develop the global product compliance framework, ensuring regulatory requirements are effectively embedded throughout the product lifecycle, from conceptualisation to launch and ongoing operations.
- New Product Development: Provide strategic compliance advisory for new products, features and business initiatives across financial trading, brokerage, derivatives and digital assets.
- Business Partnership: Work closely with Product, Trading, Engineering and Business leaders to understand commercial objectives, identify regulatory challenges and develop practical, business-enabling compliance solutions.
- Regulatory & Product Risk Assessment: Evaluate product structures, trading mechanisms, customer journeys and business models to identify regulatory risks and recommend appropriate controls and mitigation strategies.
- Global Market Expansion: Support product launches and business expansion across multiple jurisdictions, ensuring alignment with applicable regulatory and licensing requirements.
- Product Governance: Establish and oversee product approval processes, compliance assessments and post-launch monitoring frameworks, balancing regulatory obligations with business efficiency.
- Leadership & Stakeholder Management: Lead and develop the Product Compliance function, collaborate with regional Compliance and Legal teams, and provide strategic advice to senior management on product-related regulatory matters.
Requirements
- Bachelor's degree in Law, Finance, Business, Economics or a related discipline. Relevant professional qualifications are advantageous.
- Minimum 10 years of relevant experience in financial services, FinTech, brokerage or digital assets, with substantial exposure to product compliance, regulatory advisory or financial product governance.
- Strong understanding of financial and trading products, including FX, derivatives, leveraged trading, digital assets and related trading mechanisms.
- Proven experience advising on new product launches, product structures and business initiatives, with the ability to translate complex regulatory requirements into practical commercial solutions.
- Solid knowledge of financial services regulatory frameworks across multiple jurisdictions, preferably including APAC, Europe and the Middle East.
- Demonstrated leadership experience, strong commercial acumen and the ability to influence senior stakeholders across Product, Trading, Risk, Legal and Compliance functions.
- Excellent communication and presentation skills, with proficiency in both English and Chinese to effectively engage regional Chinese-speaking stakeholders.
What Makes This Role Exciting
An opportunity to shape the product compliance strategy of a global financial services group, work directly with senior business and product leaders, and influence the development and expansion of innovative trading and financial products across international markets.