Front Office Risk & Control Lead – Private Banking

Indosuez group; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

Indosuez Wealth Management in Singapore seeks a dynamic First Line of Defense Internal Control Specialist to strengthen risk governance and oversee front office activities.

Reporting to the Internal Control Team Lead, you will drive 1LoD controls, KRIs, and surveillance, focusing on sales suitability, advisory processes, and audit readiness.

You will collaborate with Compliance, Second Line Risk, and operations, providing training and guidance to sustain a robust risk culture.

Qualifications

• Bachelor's degree or equivalent professional credential.
• Minimum 5 years in internal control, risk management, or audit in Private Banking.
• Deep knowledge of private banking advisory and selling processes.
• Strong analytical, data literacy and problem-solving abilities.
• Excellent communication and stakeholder management.
• Proficiency with Microsoft Office; VBA, Power BI, Tableau, Python or SQL is a plus.

Responsibilities

• Execute and evolve the Bank's 1LoD risk framework, implementing and monitoring KRIs for Front Office activities.
• Perform Front Office control and surveillance on sales suitability, advisory processes, fees and fund transfers.
• Lead regular business and control reviews with actionable insights for senior management.
• Conduct deep-dive data analyses and trend assessments to identify control lapses.
• Drive end-to-end remediation with proper documentation of closure evidences.
• Advise Front Office teams on internal policies and regulatory compliance.

Skills

Analytical skills

Data literacy

Problem solving

Time management

Communication

Stakeholder management

Education

Bachelor's degree

Tools

Microsoft Office

Power BI

Tableau

Python

SQL

VBA

Job description

Indosuez Wealth Management in Singapore seeks a dynamic First Line of Defense Internal Control Specialist to strengthen risk governance and oversee front office activities.

Reporting to the Internal Control Team Lead, you will drive 1LoD controls, KRIs, and surveillance, focusing on sales suitability, advisory processes, and audit readiness.

You will collaborate with Compliance, Second Line Risk, and operations, providing training and guidance to sustain a robust risk culture.