Front Office Risk & Compliance Specialist (Singapore)

LGT Bank (Singapore) Ltd.; Singapore; Presencial; SGD 120.000 - 180.000; Jornada completa

Descripción de la vacante

LGT Bank (Singapore) Ltd. is seeking a seasoned Private Banking risk and compliance professional to join the Front Office governance team in Singapore.

You will act as the First Line of Defense, monitor suitability and selling processes, and implement robust controls to meet regulatory expectations. Responsibilities include leading trade monitoring, conducting thematic reviews, and training Front Office on regulatory requirements, while coordinating with Compliance, Auditors and other

Formación

• 7–12 years of experience in Private Banking risk, internal controls or compliance.
• Hands-on knowledge in regulatory requirements of suitability and selling process and relevant regulations and compliance standards (e.g. GDPR, PDPA).
• Experience in dealing with regulatory audits and remediation work.
• Strong understanding of email protocols, encryption methods, and data security principles.
• Familiarity with email surveillance tools and software.
• Presentable personality, strong interpersonal communication skills especially with senior bankers and management levels.
• Solution driver and proactive in finding alternatives to solve issues.

Responsabilidades

• Act as the First Line of Defense (1LOD) to identify and monitor potential issues for suitability and selling process within the Front Office, Singapore.
• Strengthen and implementation of management controls in suitability and selling process.
• Provide practical guidance/trainings to Front Office on suitability and selling process.
• Closely monitor the new regulations issued by the regulators and translate the regulatory expectations into controls within the business processes.
• Conduct trade monitoring and thematic review of Front Office activities, advise on appropriate rectifications and prepare reports for management attention.
• Participate in system and management projects related to enhancing the control landscape for the suitability and selling process.
• Monitor and analyse employee emails to detect fraud, data leakage, and policy violations.
• Maintain surveillance procedures and provide management reporting on findings.
• Act as business liaison with other departments e.g. Compliance, Auditors, etc.

Conocimientos

Regulatory knowledge

Email surveillance

Data security

Interpersonal communication

Team player

Problem solving

Educación

Bachelor’s degree in accounting/business/finance/cyber security

Herramientas

MS Word

MS Excel

MS PowerPoint

Descripción del empleo

LGT Bank (Singapore) Ltd. is seeking a seasoned Private Banking risk and compliance professional to join the Front Office governance team in Singapore.

You will act as the First Line of Defense, monitor suitability and selling processes, and implement robust controls to meet regulatory expectations. Responsibilities include leading trade monitoring, conducting thematic reviews, and training Front Office on regulatory requirements, while coordinating with Compliance, Auditors and other