In this critical second-line-of-defense role, you will act as a trusted risk advisor to the Global Markets and FICC (Fixed Income, Currencies, and Commodities) trading businesses. You will oversee operational risk frameworks, lead deep-dive risk assessments, and ensure robust control governance across complex, high-velocity trading desks in the Asia-Pacific region.
Key Responsibilities
- Partner directly with front-officers and operations teams to provide robust second-line challenge and risk guidance.
- Drive the implementation of core operational risk tools, including Risk and Control Self-Assessments (RCSA), New Product Approval (NPA) reviews, scenario analysis, and Key Risk Indicators (KRIs).
- Oversee the investigation of operational risk events and near misses, ensuring rigorous root-cause analysis and the formulation of effective remediation plans.
- Assess the control environment surrounding trade execution, booking, valuation, and clearing processes, proactively identifying emerging risks in dynamic market conditions.
- Support regulatory engagements, internal audits, and compliance reviews relating to operational and conduct risk within the trading business.
Key Requirements
- Minimum 10+ years of relevant experience in operational risk management, risk advisory, or middle-office control functions within investment banking or wholesale financial services.
- Deep subject matter expertise in FICC trading products (e.g., rates, credit, FX, commodities, structured notes) and an intimate understanding of front-to-back trading lifecycles.
- Exceptional communication and influencing skills, with a proven track record of partnering effectively with senior business leaders and regulators.
- Bachelor’s degree or higher in Finance, Economics, Law, Risk Management, or a related quantitative discipline.