Conduct Risk Analyst (Contract)

AMBITION GROUP SINGAPORE PTE. LTD.; Singapore; On-site; SGD 60,000 - 100,000; Full time

Job summary

Ambition Group Singapore Pte. Ltd. is seeking a compliance professional to oversee investigations and misconduct monitoring across distribution channels in Singapore. You will ensure timely compliance reporting and data analysis.

The role involves engaging customers and partners to gather information, upholding market and business conduct standards, and contributing to projects that support regulatory requirements and process efficiency.

Responsibilities

• Ensure compliance reporting, misconduct trend analysis, and data analysis relating to distribution channels are completed within set timelines
• Conduct thorough investigations into suspected agency misconduct, recommending and following through on appropriate actions for substantiated undesirable sales behaviour
• Engage customers and distribution channel partners to gather information for fair, thorough assessment of misconduct allegations
• Uphold discipline and compliance with prescribed market and business conduct standards across distribution channels
• Maintain strong working knowledge of relevant regulations, industry standards, and internal business rules governing distribution conduct (preferred)
• Contribute to and deliver projects/initiatives supporting internal and regulatory requirements and improving process efficiency
• Support policy replacement appeal reviews

Job description

• Ensure compliance reporting, misconduct trend analysis, and data analysis relating to distribution channels are completed within set timelines
• Conduct thorough investigations into suspected agency misconduct, recommending and following through on appropriate actions for substantiated undesirable sales behaviour
• Engage customers and distribution channel partners to gather information for fair, thorough assessment of misconduct allegations
• Uphold discipline and compliance with prescribed market and business conduct standards across distribution channels
• Maintain strong working knowledge of relevant regulations, industry standards, and internal business rules governing distribution conduct (preferred)
• Contribute to and deliver projects/initiatives supporting internal and regulatory requirements and improving process efficiency
• Support policy replacement appeal reviews

Shortlisted candidates will be notified

Data provided is for recruitment purposes only

www.ambition.com.sg

EA Registration Number: R22104385

Business Registration Number: 200611680D. Licence Number: 10C5117