Compliance Officer, Financial Institution

Randstad Singapore; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

Randstad Singapore is seeking a Compliance Officer for a CMS-Licensed Financial Institution in Singapore. You will support the control room framework, enforce information barriers, and monitor for insider risks and market abuse.

You will oversee watch/restricted lists, conduct due diligence on client onboarding, perform periodic reviews, and provide strategic guidance to management while updating compliance rules and policies to align with head office standards.

Qualifications

• Minimum 5 years of relevant experience in control room compliance.
• Experience managing information barriers and wall-crossing protocols.
• Knowledge of capital markets regulations and AML standards.
• Strong risk assessment and data integrity skills.

Responsibilities

• Assist in managing the control room framework, enforcing information barriers and restricting confidential data flow.
• Oversee watch and restricted lists, manage wall-crossing procedures, handle deal reviews, and evaluate potential conflicts of interest.
• Conduct compliance surveillance across personal trading and communications to actively detect and prevent market abuse.
• Assist in client onboarding and periodic due diligence reviews in strict adherence to regulatory standards and internal risk rating methodologies.
• Provide strategic advisory to management while updating compliance rules, policies, and operational manuals to align with head office standards.

Skills

Control room compliance

Information barriers

Wall-crossing procedures

Market abuse monitoring

Data integrity

Job description

about the company

Our client is a CMS-Licensed Financial Institution seeking a Compliance Officer to join their diversified team.

about the company

Our client is a CMS-Licensed Financial Institution seeking a Compliance Officer to join their diversified team.

about the job

Assist in managing the control room framework, enforcing information barriers and restricting confidential data flow.

Oversee watch and restricted lists, manage wall-crossing procedures, handle deal reviews, and evaluate potential conflicts of interest.

Conduct compliance surveillance across personal trading and communications to actively detect and prevent market abuse.

Assist in client onboarding and periodic due diligence reviews in strict adherence to regulatory standards and internal risk rating methodologies.

Provide strategic advisory to management while updating compliance rules, policies, and operational manuals to align with head office standards.

skills and experience required

• Minimum 5 years of relevant experience in control room compliance
• Expertise in managing information barriers, wall-crossing protocols, and monitoring for insider trading or market abuse.
• Solid practical knowledge of capital markets regulations, anti-money laundering standards, and background screening frameworks.
• Excellent critical thinking skills with high precision in evaluating complex client risks and data integrity.