Compliance Officer

UNICORN FINANCIAL SOLUTIONS PTE. LIMITED; Singapore; On-site; SGD 90,000 - 130,000; Full time

Job summary

UNICORN FINANCIAL SOLUTIONS PTE. LIMITED is seeking a Compliance Specialist to monitor regulatory changes, interpret MAS guidelines, and communicate implications to stakeholders. You will develop internal policies, support KYC/AML processes, and conduct audits to strengthen controls.

The role requires proficiency in regulatory reporting, documentation, and data analytics tools such as Excel and Power BI. Familiarity with World-Check or LexisNexis is a plus.

Qualifications

• Regulatory knowledge of MAS and related regimes.
• AML/KYC experience and risk-based due diligence.
• Policy development and SOP drafting.
• Audit and monitoring skills with reporting findings.
• Experience using compliance software and data analytics tools.
• Strong written and verbal communication with regulators and staff.

Responsibilities

• Regulatory Monitoring & Interpretation aligned with MAS rules.
• Policy & Procedure development and implementation.
• Compliance monitoring and internal audits.
• KYC & AML oversight and reporting.
• Documentation, regulatory submissions and findings tracking.
• Analyze regulations and translate into practical policies; communicate with stakeholders.

Skills

Regulatory Knowledge

AML/KYC

Policy Development

Audit & Monitoring

Reporting & Documentation

Analytical & Communication Skills

Tools

World-Check

LexisNexis

Excel

Power BI

SQL

Job description

Job Description:

1. Regulatory Monitoring & Interpretation

Stay updated with applicable laws, regulations, and guidelines from MAS. Interpret how changes affect the business and ensure timely communication to relevant departments.

2. Policy & Procedure Development

Draft, update, and implement internal compliance policies and procedures. Ensure alignment with regulatory standards and internal risk appetite.

3. Compliance Monitoring & Audits

Perform internal reviews and audits to check adherence to policies. Identify control weaknesses and work with departments to strengthen them.

4. Know Your Customer (KYC) & Anti-Money Laundering (AML)

Oversee customer due diligence processes. Monitor suspicious transactions and ensure timely reporting to the relevant authorities.

Requirements:
1. Regulatory Knowledge

Strong understanding of local and international financial regulations (e.g., MAS) Familiarity with rules governing financial products (insurance, securities, investments, etc.)

2. AML/KYC

Knowledge of anti-money laundering and counter-terrorism financing frameworks Experience in transaction monitoring systems and risk-based customer due diligence.

3.Policy Development & Implementation

Proficiency in drafting compliance manuals, policies, and standard operating procedures (SOPs) Knowledge of governance frameworks

4. Audit & Monitoring Skills

Conduct internal compliance reviews and audits. Ability to use tools for documentation and tracking of findings/remediations. Be able to use of compliance software (e.g, World-Check and LexisNexis) Proficient with data analytics tools (Excel, Power BI, or even SQL for some roles)

5. Reporting & Documentation

Strong skills in writing reports and preparing regulatory submissions

6. Analytical Thinking and Communication Skills

Ability to analyze complex regulations and translate them into practical policies. Strong verbal and written communication for dealing with staff, management, and regulators.