Compliance Lead, Wealth Management

Kerry Consulting; Singapore; On-site; SGD 140,000 - 240,000; Full time

Job summary

Kerry Consulting is assisting an established international financial institution to recruit a senior Compliance professional for its Singapore Wealth Management business. The role supports regional compliance across Singapore and Hong Kong.

You will oversee regulatory and product compliance advisory, client conduct and suitability, AML/CFT and sanctions, and monitor regulatory developments, collaborating with business leaders and regional control functions.

Qualifications

• 8–12 years of Compliance experience in Private Banking / Wealth Management.
• Strong knowledge of MAS regulations; cross-border experience is advantageous.

Responsibilities

• Act as the key Compliance contact for the Singapore Wealth Management business and support the regional compliance framework for Singapore and Hong Kong.
• Provide regulatory and product Compliance advisory, client conduct & suitability, AML/CFT and sanctions monitoring, and regulatory developments.

Job description

The Company

Our client is an established international financial institution with a well-developed Wealth Management business across Asia. The organisation has a significant presence in Singapore and Hong Kong, serving a sophisticated international client base within a highly regulated environment

Responsibilities

This role will serve as the key Compliance contact for the Singapore Wealth Management business while supporting the broader regional compliance framework across Singapore and Hong Kong. Responsibilities span regulatory and product Compliance advisory, client conduct and suitability, cross-border activities, AML/CFT and sanctions, regulatory developments and compliance monitoring, working closely with business leaders and regional control functions.

Requirements

The ideal candidate will have at least 8-12 years of relevant Compliance experience within Private Banking, Wealth Management, with experience in Product Compliance and Financial Crime regulations. Strong knowledge of MAS regulations and cross-border requirements; exposure to Hong Kong regulations would be advantageous.