Compliance Executive (FA/Insurance) - YZ11

The Supreme HR Advisory Pte. Ltd.; Singapore; On-site; SGD 39,000 - 50,000; Full time

Job summary

The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive to join our team at the Lazada One office in Singapore. You will help ensure the firm operates legally and ethically while meeting business goals, under MAS licensing requirements.

Key duties include supporting risk and compliance, regulatory reporting, due diligence, and communicating changes to stakeholders. The role suits candidates with FA or insurance compliance experience and strong Excel skills.

Qualifications

• Minimum A-level or Diploma with experience in the financial advisory industry.
• Familiar with Microsoft Excel.
• Compliance qualifications or FA/insurance industry experience is a plus.

Responsibilities

• Support the Risk and Compliance department.
• Conduct duties to ensure regulatory compliance including audits and reporting.
• Communicate regulatory changes and support implementation.
• Perform due diligence on new business relationships.

Skills

Regulatory compliance

Education

A-level or Diploma

Tools

Microsoft Excel

Job description

Position: Compliance Executive

Working Location:51 Bras Basah Road, #07-03 Lazada One S189554
Working Hours: 8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi)
Working Days: Monday - Friday
Salary Range: $3500 - $4500

Job Introduction

We are a local sizeable Financial Advisory firm licensed by MAS.
As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals.

KEY ROLE(S), RESPONSIBILITIES AND DUTIES

• Support the Risk and Compliance department
• Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
• Motivated to stay abreast of regulatory developments and take charge of
  communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
• Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.

REQUIREMENTS

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Will be a clear advantage if candidatehas compliance qualification or experience in the FA or insurance industry.
• Familiar and skillful with the use of Microsoft software especially Excel