KY11 - Compliance Executive [Up to $4500 | Excel | FA/Insurance industry]

THE SUPREME HR ADVISORY PTE. LTD.; Singapore; On-site; SGD 39,000 - 50,000; Full time

Job summary

THE SUPREME HR ADVISORY PTE. LTD. in Singapore is seeking a Compliance Executive to help ensure the firm operates legally and ethically while achieving business goals. The role focuses on regulatory adherence and risk management within a MAS-licensed financial advisory context.

You will support audits, regulatory reporting, and due diligence on new business partners, stay updated on FA Act and PDPA developments, and assist in implementing changes across the organization.

Qualifications

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Compliance qualification or FA/insurance industry experience is a plus.
• Proficient in Microsoft Excel and standard MS Office tools.

Responsibilities

• Support the Risk and Compliance department.
• Ensure regulatory reporting, audits, and due diligence.
• Communicate regulatory changes and assist implementation.

Skills

Regulatory compliance

Risk assessment

Due diligence

Education

A level or Diploma

Tools

Microsoft Excel

Job description

Compliance Executive

Working Location: 51 Bras Basah Road, S189554
Working Hours: 8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi)
Working Days: Monday - Friday
Salary Range: $3500 - $4500

Job Introduction

We are a local sizeable Financial Advisory firm licensed by MAS.
As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals.

KEY ROLE(S), RESPONSIBILITIES AND DUTIES

• Support the Risk and Compliance department
• Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
• Motivated to stay abreast of regulatory developments and take charge of
  communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
• Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.

REQUIREMENTS

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Will be a clear advantage if candidatehas compliance qualification or experience in the FA or insurance industry.
• Familiar and skillful with the use of Microsoft software especially Excel.