Compliance Executive (Balanced Scorecard)

The Supreme HR Advisory Pte Ltd; Singapore; On-site; SGD 39,000 - 50,000; Full time

Job summary

The Supreme HR Advisory Pte Ltd is seeking a Compliance Executive for our Bras Basah Road office. You will support the Risk and Compliance department to ensure the firm operates legally and ethically while meeting business goals.

This role involves regulatory reporting, audits, due diligence on partners, and communicating regulatory changes. Proficiency in Excel is essential; a Diploma or A-level with FA industry experience is preferred.

Qualifications

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Advantage: compliance qualification or FA/insurance industry experience.
• Familiar with Microsoft Excel.

Responsibilities

• Support the Risk and Compliance department.
• Ensure regulatory compliance including audits, reporting, and investigations.
• Communicate regulatory changes and support implementation.
• Conduct due diligence on new business relationships and ongoing partner due diligence.

Skills

Excel

Compliance

Education

A-level or Diploma

Job description

Position: Compliance Executive
Working Location: Bras Basah Road
Working Hours: 8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi)
Working Days: Monday - Friday
Salary Range: $3500 - $4500

Job Introduction

We are a local sizeable Financial Advisory firm licensed by MAS.
As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals.

KEY ROLE(S), RESPONSIBILITIES AND DUTIES

• Support the Risk and Compliance department
• Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
• Motivated to stay abreast of regulatory developments and take charge of communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
• Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.

REQUIREMENTS

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Will be a clear advantage if candidatehas compliance qualification or experience in the FA or insurance industry.
• Familiar and skillful with the use of Microsoft software especially Excel.