Compliance Analyst - AML & Trade Surveillance

MAYBANK SECURITIES PTE. LTD.; Singapore; Vor Ort; SGD 45.000 - 70.000; Vollzeit

Zusammenfassung

Maybank Securities is a leading brokerage house and investment bank in ASEAN. This role performs trade surveillance, routine compliance reviews, control room monitoring, and AML-related reviews to support compliance and business conduct across product teams.

You will review marketing materials, administer e-learning, and assist representatives in compliance matters. Fresh graduates are welcome; strong analytical and communication skills are essential.

Qualifikationen

• Bachelor degree in Accountancy, Business Administration or relevant discipline/ qualifications.
• 2-3 years of audit or compliance experience in the financial industry preferred.
• Keen interest to have exposure in compliance experience in the financial services industry.
• Knowledge in Securities and Futures Act, Financial Advisors Act and/or Anti-Money Laundering will be an advantage.
• Strong analytical skills and detail oriented.
• Possess good interpersonal and communication skills.
• Ability to work within an environment with high pressure on timelines and quality of deliveries, both independently and as a team.
• Fresh graduates are also welcome to apply.

Aufgaben

• Perform trade surveillance function and routine compliance reviews.
• Perform control room and business monitoring functions.
• Perform AML-related reviews and support.
• Support appointed representatives and product teams on routine compliance and business conduct matters.
• Review of product related marketing and training materials.
• Administration of e-learning on compliance related training.

Kenntnisse

Analytical skills

Detail-oriented

Interpersonal skills

Ausbildung

Bachelor degree in Accountancy, Business Administration or relevant discipline

Jobbeschreibung

Maybank Securities is a leading brokerage house and investment bank in ASEAN. This role performs trade surveillance, routine compliance reviews, control room monitoring, and AML-related reviews to support compliance and business conduct across product teams.

You will review marketing materials, administer e-learning, and assist representatives in compliance matters. Fresh graduates are welcome; strong analytical and communication skills are essential.