Client Onboarding Associate (Brokerage/Securities firm)

GMP Technologies; Singapore; On-site; SGD 45,000 - 85,000; Full time

Job summary

GMP Technologies in Singapore is seeking a Client Onboarding Associate for a brokerage/securities firm to handle customer due diligence, regulatory screening and account onboarding documentation. You will conduct periodic CDD/EDD, support front office, review documents, and maintain FATCA/CRS records.

A Bachelor's in Banking/Finance with 4+ years of securities/private banking experience is required. Proficiency in Excel, including VLOOKUP, and FATCA/CRS familiarity are essential.

Qualifications

• Bachelor's degree in Banking/Business/Finance required.
• 4+ years of relevant experience in Securities/Private Banking.
• Proficient in MS Excel, including VLOOKUP.
• Familiar with FATCA/CRS.
• Singaporeans only for this position.

Responsibilities

• Conduct periodic CDD reviews of existing clients.
• Work closely with Front Office on CDD requirements to track deficiencies and escalate as per procedure.
• Review of account opening documents for both individual and entity.
• Perform Sanctions, PEP and Adverse Media/ Negative News screening screenings.
• Assist in maintenance of database for FATCA and CRS reporting.
• Assist in retrieval of signature from database.
• Support ad-hoc assigned duties by Team Lead.

Skills

Familiar with FATCA/CRS

Education

Bachelor's degree in Banking/Business/Finance

Tools

MS Excel (VLOOKUP)

Job description

Client Onboarding Associate (Brokerage/Securities firm)

Job Openings Client Onboarding Associate (Brokerage/Securities firm)

About the job Client Onboarding Associate (Brokerage/Securities firm)

Responsibilities:

• Conduct periodic CDD reviews of existing clients, performing EDD and ensure compliance
• Work closely with Front Office on CDD requirements to ensure document deficiencies are accurately tracked and escalated as per procedure
• Review of account opening documents for both individual and entity.
• Perform Sanctions, PEP and Adverse Media/ Negative News screening screenings
• Assist in maintenance of database for FATCA and CRS reporting
• Assist in retrieval of signature from database
• Support ad-hoc assigned duties by Team Lead

Requirements:

• Possess Bachelors degree in Banking/Business/Finance with min 4 years of relevant working experience in Securities/Private Banking Firms
• Proficiency in MS Excel, including Vlookup
• Familiar with FATCA/CRS

** This Singapore-based position is opened to Singaporeans only.

We regret that only shortlisted candidates will be notified.