AVP, Regulatory Compliance – Asset Management

Uob Kay; Singapore; On-site; SGD 110,000 - 170,000; Full time

Job summary

UOB Asset Management Ltd is seeking a Regulatory Compliance professional to join the Regulatory Compliance Department in Singapore. You will provide regulatory compliance advice to the asset management business of the UOB Group, reporting to the Head of Regulatory Compliance of UOBAM Ltd.

In a team of three, you will help enhance global oversight, guide Compliance Officers of overseas entities, and ensure adherence to securities and anti-money-laundering regulations as part of a dynamic asset

Qualifications

• Bachelor’s degree in banking, law or related discipline.
• 4-6 years’ experience in Banking, Compliance, Legal.
• Superior analytics and problem-solving skills; attentive to details.
• Fast-paced, team-oriented environment; strong written and verbal communication.
• Legal background and experience in banking is preferred.

Responsibilities

• Review and prepare Regulation Risk Assessments, Annual Compliance Plan and Manual.
• Manage regulatory compliance with applicable legislations, rules and regulations for asset management.
• Review product materials to ensure compliance with SFA and group policies.
• Oversee AML and Anti-Bribery/Corruption regulations and group policies.

Skills

Regulatory compliance

Banking

Analytics

Attention to detail

Communication

Education

Bachelor’s degree in banking, law or related discipline

Job description

UOB Asset Management Ltd is seeking a Regulatory Compliance professional to join the Regulatory Compliance Department in Singapore. You will provide regulatory compliance advice to the asset management business of the UOB Group, reporting to the Head of Regulatory Compliance of UOBAM Ltd.

In a team of three, you will help enhance global oversight, guide Compliance Officers of overseas entities, and ensure adherence to securities and anti-money-laundering regulations as part of a dynamic asset