AVP, Regulatory Compliance – Asset Management

United Overseas Bank Limited; Singapore; On-site; SGD 90,000 - 150,000; Full time

Job summary

UOB Asset Management Ltd. is seeking a Regulatory Compliance professional to join the Compliance team. The role involves advising on regulatory requirements, performing risk assessments, and ensuring compliance with AML/ABC standards across the asset management group.

The candidate will report to the Head of Regulatory Compliance and collaborate with compliance officers of overseas entities to strengthen global oversight and policy execution within a fast-paced banking environment in Singapore.

Qualifications

• Bachelor's degree in banking, law or related discipline is required.
• Superior analytics and problem-solving skills are essential.
• Must be attentive to details and able to work in a fast-paced, team-oriented environment.
• Strong verbal and written communication skills are important.
• Legal background and experience in banking are preferred.

Responsibilities

• Review and prepare Regulation Risk Assessments, Annual Compliance Plan and Manual.
• Manage regulatory compliance with applicable laws and Group policies.
• Review product materials to ensure compliance with SFA and fair dealing.
• Ensure AML/ABC controls and/reporting obligations are met.
• Provide training and guidance on compliance framework and policies.
• Advise units on implications of new regulations and proper implementation.
• Monitor and report compliance to Board, Senior Management and regulators.
• Coordinate responses to regulator inquiries and information requests.
• Assist in conducting compliance reviews and risk assessments.
• Support and/or coordinate ad hoc compliance tasks as required.

Skills

Analytics

Attention to detail

Communication

Teamwork

Regulatory knowledge

Problem solving

Education

Bachelor's degree in banking/law/related discipline

Job description

UOB Asset Management Ltd. is seeking a Regulatory Compliance professional to join the Compliance team. The role involves advising on regulatory requirements, performing risk assessments, and ensuring compliance with AML/ABC standards across the asset management group.

The candidate will report to the Head of Regulatory Compliance and collaborate with compliance officers of overseas entities to strengthen global oversight and policy execution within a fast-paced banking environment in Singapore.