Associate/AVP, Compliance

Maybank Investment Banking Group; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

Maybank Investment Banking Group in Singapore is seeking an Associate/AVP to strengthen regulatory compliance and AML frameworks within Maybank Asset Management Singapore. You will monitor adherence to policies and external regulations, oversee AML/KYC processes, and prepare compliance reports for senior management.

The role requires 5–8 years of experience, a Business degree (Masters preferred), and certifications such as MICA or FICP.

Qualifications

• Bachelor or Master in Business required.
• Industry certifications such as MICA or FICP are required to be endorsed.
• Minimum 5–8 years of relevant compliance experience in financial services or investment banking.
• Experience with AML/KYC processes is expected.

Responsibilities

• Manage overall compliance and AML matters, including monitoring activities and policy updates.
• Conduct AML/KYC checks and monitor investment rules within trading systems.
• Produce compliance reports for Head of Compliance and subsidiaries.
• Facilitate regulatory awareness training for staff.
• Liaise with regulators, auditors, and internal departments to ensure compliance and audit readiness.

Skills

Regulatory compliance

AML/KYC checks

Policy updates

Education

Bachelor/Master in Business

MICA certification

FICP certification

Tools

World-Check

Bloomberg AIMS

Job description

Associate/AVP, Compliance

M

Organising Institution / Firm

Maybank Investment Banking Group

Rolling Basis (Official)

Not Specified

Bachelor degree and/or Masters in Business; industry certification (MICA, FICP to be endorsed); minimum 5 to 8 years of relevant compliance experience in a similar industry.

Jobs

Contextual Overview

Maybank Investment Banking Group is seeking an Associate/AVP for its Compliance department in Singapore. This role focuses on overseeing regulatory compliance and Anti-Money Laundering (AML) frameworks within Maybank Asset Management Singapore, ensuring adherence to both internal policies and external regulatory standards.

Key Eligibility Criteria

• Education: Bachelor’s or Master’s degree in Business.
• Experience: Minimum 5 to 8 years of relevant compliance experience in the financial services or investment banking industry.
• Certifications: Industry certifications such as MICA or FICP are required to be endorsed.
• Technical Skills: Proficiency in World-Check and Bloomberg AIMS is considered an advantage.

Responsibilities & Scope of Work

• Manage overall compliance and AML matters, including monitoring activities and policy updates.
• Conduct AML/KYC checks and monitor investment rules within trading systems.
• Produce compliance reports for the Head of Compliance and relevant subsidiaries.
• Facilitate regulatory awareness training for staff.
• Liaise with regulators, auditors, and internal departments (Risk, Legal) to ensure compliance and successful audit outcomes.

Stipend, Compensation & Mode

Not specified. This is a full-time, mid-senior level professional position.