6723 - Compliance Associate [Up to $4500]

The Supreme HR Advisory Pte. Ltd.; Singapore; Sur place; SGD 39 000 - 50 000; Plein temps

Résumé du poste

The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive to ensure the company operates legally and ethically while meeting business goals.

The role is based at Bras Basah with standard working hours and a Monday to Friday schedule. You will support the Risk and Compliance team, perform regulatory reporting tasks, and stay abreast of regulatory developments. Candidates with a Diploma or A level and experience in financial advisory are preferred; compliance qualifications or insurance

Qualifications

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Compliance qualification or experience in the FA or insurance industry is a plus.
• Familiar and skillful with the use of Microsoft Excel.

Responsabilités

• Support the Risk and Compliance department.
• Perform responsibilities to ensure company complies with regulatory requirements including audits and regulatory reporting.
• Stay updated on regulatory developments and communicate changes to support implementation; cover FA and PDPA acts.
• Conduct due diligence on new business relationships and support ongoing due diligence requirements from partners.

Formation

A level or Diploma

Outils

Microsoft Excel

Description du poste

Working Location: Bras Basah

Working Hours: 8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi)

Working Days: Monday - Friday

Salary Range: $3500 - $4500

Job Introduction

We are a local sizeable Financial Advisory firm licensed by MAS. As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals.

Key Role(s), Responsibilities and Duties

• Support the Risk and Compliance department
• Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
• Motivated to stay abreast of regulatory developments and take charge of communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
• Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.

Requirements

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Will be a clear advantage if candidate has compliance qualification or experience in the FA or insurance industry.
• Familiar and skillful with the use of Microsoft software especially Excel.

Interested candidates, please WhatsApp your resume to: [phone] (Han) Or email your resume to: [e-mail]

Chaw Chiaw Han | R22106723 The Supreme HR Advisory Pte Ltd | EA 14C7279