Compliance Officer - Depository & Trustee

Compliance Officer - Depository & Trustee

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We are looking for a Compliance Officer with deep knowledge and understanding of Depository and Trustee Banks.

Key Responsibilities

• Ensure the bank’s activities comply with FINMA regulations and other relevant international standards.
• Advise senior management on compliance risks and regulatory developments.
• Monitor, review, and update internal compliance policies and procedures.
• Conduct compliance risk assessments and implement control measures.
• Oversee regulatory reporting and liaise with regulators as needed.
• Deliver training to staff on compliance-related matters.
• Support audits and internal investigations, ensuring timely resolution of issues.
• Stay up to date with changes in Swiss and EU financial regulations.

Requirements

• 5–10 years of compliance experience within a Depository and Trustee Bank or related financial institution.
• Strong knowledge of Swiss banking laws, EU directives, and trustee/depositary services regulations.
• Fluent in German and English (written and spoken).
• Degree in Law, Finance, Business Administration, or a related field; compliance certifications (e.g., CAS Compliance Officer, CAMS, CFA Institute Certificate in ESG Investing) are a plus.
• Strong analytical skills with attention to detail and problem-solving ability.
• Excellent communication and stakeholder management skills.