Senior Compliance & Internal Audit Investigator

UBS Group AG; Wrocław; On-site; PLN 250,000 - 450,000; Full time

Job summary

UBS Group AG is seeking an intellectually curious auditor to join the Global Compliance, Operational Risk Control audit team within Group Internal Audit. The role focuses on risk assessing and auditing second line processes and the control environment related to compliance and non-financial risk topics.

The team operates with independence, reporting to the Audit Committee, and emphasizes collaboration, career growth, and use of AI to enhance the audit process.

Qualifications

• 10+ years in internal audit, compliance or internal risk management in financial services.
• Strong analytical skills with ability to identify key risks across processes.
• Solid experience in internal controls, risk management or audit for compliance, regulatory, financial crime and operational risks.
• Ability to understand complex processes and challenge status quo to identify risks.
• Willingness to keep up with industry and regulatory developments.
• Strong communication and stakeholder networking across levels.

Responsibilities

• Plan and execute audits, provide assurance and risk assessment within defined time/budget.
• Meet internal standards for quality, execution, and documentation of work.
• Challenge risk management and controls with experience and perspective.
• Develop audit issues/reports aligned with internal standards and ensure review efficiency.
• Build and maintain relationships with colleagues and stakeholders at all levels, including senior management.
• Explore and drive the use of AI across the audit cycle, where relevant.

Skills

Internal audit/compliance experience

Analytical skills

Internal controls & risk management

Process understanding & challenge-quo

Regulatory knowledge

Communication & networking

Job description

UBS Group AG is seeking an intellectually curious auditor to join the Global Compliance, Operational Risk Control audit team within Group Internal Audit. The role focuses on risk assessing and auditing second line processes and the control environment related to compliance and non-financial risk topics.

The team operates with independence, reporting to the Audit Committee, and emphasizes collaboration, career growth, and use of AI to enhance the audit process.