Operations is responsible for supporting the various trading, investment and reporting activities of the firm. The core mission of the Operations group is to establish scalable investment workflows, ensure a controlled operating environment and deliver high-quality client service to both internal and external business relationships. In addition to supporting primary investment related activities, the groups assist in design and implementation of firm-wide projects, operational due diligence, counterparty management and client-related activities.
Trading Operations
oversees the full breadth of firm wide trade settlements by leveraging scalable, straight through processes in order to ensure a seamless transition of a trade through its complete lifecycle from trade matching and reconciliation to allocation and delivery and finally, funding and settlement.
General Responsibilities
- Properly communicate with onshore counterparts, custodians, brokers, and administrators to query, escalation and resolve issues pertaining to the processes and deliverables assigned.
- Expected to expand their skills and knowledge thru cross-training and may be assigned to support and handle daily tasks from other teams within Middle Office space.
- Identify opportunities for process efficiencies through streamlining and automation projects by collaborating with other team members.
- All members should be aware and able to perform the standard procedure of a proper hand off, both offshore and onshore.
- Ensure timely update and completeness of process documentation.
- Able to take on additional responsibilities as the group expands.
- Any related process as required by both onshore and offshore teams.
Management Responsibilities
- Responsible for reviewing and maintaining the quality of output by Associates and Senior Associates.
- Take charge of the development of direct reports. Monitor metrics, productivity, and morale of each team member with reference to KPI, OKR, the team and organization's goals.
- Ensure Associates and Senior Associates understand new and updated processes
- Ensure process issues and escalations are addressed in a timely and decisive manner.
- Develop a strong understanding of the firm's businesses, services, procedures, and processes to identify opportunities for improvements
- Lead process reviews and regularly collaborate with the Manager and onshore counterparts on process efficiency initiatives
- Ensure completeness of process documentation.
Requirements
Qualification
- Candidate must have at least 1 year of experience in People Management.
- Knowledge/exposure in Capital Markets and Trade Settlement/Life Cycle (Equities, Fixed Income and Derivatives)
- Excellent knowledge preferred in Excel and SQL, or VBA.
- Possess strong communication and client service skills
- Can work with minimal supervision and deliver high quality output
- With multi-tasking skills and ability to prioritize tasks effectively
- Must be proactive, motivated, detail-oriented, a team player and knows how to work with Service Level Agreements (SLA) and metrics.
- Must be willing to work on fixed GY shift.
9. Comfortable working in rapidly changing, team-based work environment
Education And Experience
- Candidate must possess at least a Bachelor's/College Degree in Financial Management, Economics, Accounting or other related business course.
- At least 2 to 3 years of successful related industry experience would be an advantage
- Preferably with team management, coaching and development experience