Senior Compliance & Risk Specialist (Hybrid)

Avaloq; Philippines; Hybrid; PHP 1,000,000 - 2,000,000; Full time

Benefits offered by this job

Hybrid and flexible working

Job summary

Avaloq in the Philippines is seeking a Compliance professional to support the Compliance Program, oversee due diligence on Business Associates, and mitigate risks such as Anti-Bribery and Anti-Corruption, Conflicts of Interest, and Personal Trading. The role includes delivering training and maintaining the Learning Management System.

The ideal candidate has 5–7 years in Compliance/Risk/Internal Control, knowledge of World-Check / Lexis-Nexis, and proficiency with Excel and PowerPoint.

Qualifications

• Bachelor's Degree and relevant professional qualification preferred (Accounting/Business/Law/Finance).
• 5-7 years of experience in Compliance/Risk/Internal Control.
• Knowledge of World-Check / Lexis-Nexis or equivalent tools.
• Knowledge of Compliance Training systems.
• Strong analytical and communication skills.

Responsibilities

• Promoting Avaloq's Code of Business Conduct and Ethics in support of the Compliance Program.
• Performing compliance work to mitigate risks (Anti-Bribery/Anti-Corruption, Conflicts of Interest, Personal Trading, Due Diligence).
• Delivering Compliance Training and maintaining the Compliance Learning Management System.
• Conducting due diligence reviews of Business Associates and updating profiles.
• Maintaining Compliance registers (Gifts & Entertainment, Conflicts of Interests, Personal Trading, Export Controls).
• Maintaining Compliance Group SharePoint pages and shared mailbox.
• Collaborating with internal stakeholders to execute the Compliance Program.
• Advising internal employees on compliance topics and contributing to new compliance projects.

Skills

Analytical skills

Verbal and written communication

Attention to detail

Multicultural adaptability

Business processing

Education

Bachelor's Degree

Accounting/Business/Law/Finance degree preferred

Tools

World-Check / Lexis-Nexis

Compliance Training systems

Microsoft Copilot

Excel

PowerPoint

Job description

Avaloq in the Philippines is seeking a Compliance professional to support the Compliance Program, oversee due diligence on Business Associates, and mitigate risks such as Anti-Bribery and Anti-Corruption, Conflicts of Interest, and Personal Trading. The role includes delivering training and maintaining the Learning Management System.

The ideal candidate has 5–7 years in Compliance/Risk/Internal Control, knowledge of World-Check / Lexis-Nexis, and proficiency with Excel and PowerPoint.