Senior Compliance Leader - Hybrid

Avaloq Philippines Inc.; Philippines; Hybrid; PHP 900,000 - 1,500,000; Full time

Benefits offered by this job

Hybrid work model

Diversity and inclusion

Work-life balance

Job summary

Avaloq Philippines Inc. is seeking a seasoned Compliance professional to support the Compliance Program, promote the Code of Business Conduct, and conduct due diligence reviews for business associates.

You will deliver training and maintain the Learning Management System, ensuring adherence to internal policies and external regulations. The role requires strong analytical and communication skills, a keen eye for detail, and the ability to work across a multi-cultural environment.

Qualifications

• Bachelor's degree and relevant professional qualification preferred; compliance/internal control/auditing background is an advantage.
• 5-7 years of relevant experience in Compliance/Risk/Internal Control fields.
• Experience in compliance functions/departments is an advantage.
• Knowledge of World-Check/Lexis-Nexis or equivalent tools.
• Knowledge in Compliance Due Diligence, KYC and sanctions laws and regulations.
• Strong analytical and communication skills.

Responsibilities

• Promoting Avaloq's Code of Business Conduct and Ethics in support of the Compliance Program for Avaloq.
• Performing work on compliance related topics to mitigate compliance risks such as Anti-Bribery and Anti-Corruption, Conflicts of Interest, Personal Trading, Compliance Due Diligence.
• Delivering Compliance Training and maintaining the Compliance Learning Management System.
• Conducts accurate and timely due diligence reviews of Business Associates to ensure that all applicable internal policies, compliance regulations and standards are adhered to.
• Maintains Compliance registers (Gifts and Entertainment, Conflicts of Interests, Personal Trading, Export Controls, etc)
• Maintaining Compliance Group SharePoint pages and Compliance shared mailbox
• Forming strong relationships within the Compliance function and with internal stakeholders to facilitate the execution of the Compliance Program for Avaloq.
• Advising internal employees on compliance topics and ensuring regulatory alignment.
• Contributing to new compliance related projects or processes to enhance Avaloq's systems and processes.

Skills

Compliance

Risk management

Analytical skills

Communication skills

Attention to detail

Multicultural collaboration

Microsoft Copilot

Education

Bachelor's Degree in Accounting/Business/Law/Finance

Tools

World-Check / Lexis-Nexis

Compliance Training systems

Job description

Avaloq Philippines Inc. is seeking a seasoned Compliance professional to support the Compliance Program, promote the Code of Business Conduct, and conduct due diligence reviews for business associates.

You will deliver training and maintain the Learning Management System, ensuring adherence to internal policies and external regulations. The role requires strong analytical and communication skills, a keen eye for detail, and the ability to work across a multi-cultural environment.