Hybrid Senior Compliance Lead

Avaloq; Makati; Hybrid; PHP 900,000 - 1,500,000; Full time

Job summary

Avaloq seeks a seasoned Compliance professional to support its global Compliance Program in the Philippines. The role focuses on promoting our Code of Business Conduct, delivering training, and conducting due diligence reviews to mitigate risks across the organization.

The ideal candidate has 5–7 years of Compliance/Risk experience, strong analytical skills, and proficiency with tools like World-Check, LexisNexis, and MS Office. Hybrid work setup and diverse, inclusive culture are offered.

Qualifications

• Bachelor's Degree, and relevant professional qualification preferred - Accounting/Business/Law/Finance Degree. Compliance/Internal Control/Auditing background is an advantage.
• At least 5-7 years of relevant experience in Compliance/Risk/Internal Control fields.
• Working knowledge of compliance functions and compliance processes. Prior experience in Compliance is advantageous.
• Knowledge of World-Check / Lexis-Nexis or equivalent tools.
• Working knowledge of Compliance Training systems.
• Knowledge of KYC and sanctions laws and regulations.
• Intellectual interest in Compliance topics and regulatory frameworks.
• Strong business processing skills to independently handle compliance processes.
• Strong analytical skills with the ability to identify potential compliance issues.
• Strong verbal and written communication skills to confidently argue a compliance perspective.
• Keen eye for detail and ability to produce high-quality deliverables.
• Open-minded and hands-on in multicultural environments.
• Proficiency with Microsoft Copilot, Excel and PowerPoint.

Responsibilities

• Promoting Avaloq's Code of Business Conduct and Ethics in support of the Compliance Program for Avaloq.
• Performing work on compliance related topics to mitigate risks such as Anti-Bribery and Anti-Corruption, Conflicts of Interest, Personal Trading, Compliance Due Diligence.
• Delivering Compliance Training and maintaining the Compliance Learning Management System.
• Conducts accurate and timely due diligence reviews of Business Associates to ensure adherence to internal policies and standards.
• Conducts periodic due diligence reviews on existing Business Associates and updates profiles per internal policies.
• Maintaining Compliance registers (Gifts and Entertainment, Conflicts of Interests, Personal Trading, Export Controls, etc).
• Maintaining Compliance Group SharePoint pages and Compliance shared mailbox.
• Forming strong relationships within Compliance and with internal stakeholders to facilitate the Compliance Program.
• Advising internal employees on compliance topics and keeping abreast of laws and directives.
• Contributing to new compliance projects or processes to enhance Avaloq's systems and processes.

Skills

Analytical skills

Verbal and written communication

Attention to detail

Cross-cultural adaptability

Education

Bachelor's Degree in Accounting/Business/Law/Finance

Tools

World-Check/LexisNexis

Compliance Training systems

Microsoft Copilot

Excel

PowerPoint

Job description

Avaloq seeks a seasoned Compliance professional to support its global Compliance Program in the Philippines. The role focuses on promoting our Code of Business Conduct, delivering training, and conducting due diligence reviews to mitigate risks across the organization.

The ideal candidate has 5–7 years of Compliance/Risk experience, strong analytical skills, and proficiency with tools like World-Check, LexisNexis, and MS Office. Hybrid work setup and diverse, inclusive culture are offered.