PMS Regulatory Leader — Mumbai

The Corporate Institute

Hinoba-an

On-site

PHP 3,958,000 - 5,937,000

Full time

10 days ago

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Job summary

The Corporate Institute in Mumbai seeks a Principal Officer for Portfolio Management Services to lead regulatory compliance and risk management under SEBI guidelines. You will align portfolio activities with internal risk mandates and report to the investment committee and board.

Responsibilities include directing the compliance framework, coordinating audits, and overseeing onboarding for high-net-worth clients while maintaining fiduciary standards and regulatory integrity in a high-demand

Qualifications

Deep knowledge of Indian regulatory landscape, SEBI Portfolio Managers Regulations.
Proven leadership and stakeholder management in high-pressure environments.
Strong ability to translate regulatory circulars into business policies.

Responsibilities

Direct the regulatory compliance framework for PMS operations per SEBI guidelines.
Manage internal audit and reporting to the board and regulators.
Coordinate with fund managers to ensure trades stay within mandates and risk parameters.
Oversee onboarding and grievances for high-net-worth clients to ensure service excellence.