Compliance Testing Associate - Compliance, ShopeePay

Moneep; Philippines; On-site; PHP 700,000 - 1,100,000; Full time

Job summary

Moneep in the Philippines is seeking a Compliance Testing Officer to lead AML and regulatory compliance assurance under the approved Testing Plan. You will perform periodic reviews of the Compliance program, develop testing plans, assess regulatory requirements, and document results for senior management.

You will assist in implementing remedial actions, monitor progress, and coordinate with stakeholders. A Bachelor's degree and 3–6 years of experience are required; certifications in Audit,

Qualifications

• Experience in AML and regulatory testing methodologies.
• Ability to document testing results and findings clearly.
• Understanding of BSP issuances or regulatory requirements is preferred.

Responsibilities

• Perform AML and regulatory compliance assurance based on approved testing plan.
• Conduct periodic testing and reviews of the Compliance program.
• Develop, enhance and execute testing plans and assess regulatory requirements.
• Document testing results and findings, and communicate to senior management.
• Assist in implementing remedial actions and monitor action plans.

Skills

AML testing

Regulatory compliance

Stakeholder communication

Remedial action monitoring

Minimal supervision

Education

Bachelor's degree / 4-year course

Job description

Job Description

The Compliance Testing Officer will perform AML and Regulatory compliance assurance based on the approved Compliance Testing Plan and ad‑hoc testing as the need arise.

• Responsible for conducting periodic testing and reviews of the institution's Compliance program to assess its effectiveness and identify areas for improvement.
• Duties include developing, enhancing and/or executing AML and Regulatory testing plans, assessment of related regulatory and control requirements and documenting testing results and findings.
• Communicates testing results to the relevant stakeholders (i.e., senior management).
• Assists in the implementation of remedial actions to strengthen the organization's compliance programs.
• Monitors implementation of action plans resulting from the compliance testing activity to ensure remediation.
• Other related tasks to be assigned by the immediate superior.

Requirements

• Bachelor's Degree / 4-Year Course Graduate
• At least 3-6 years of experience
• Certification in Audit, Compliance, or Risk Management is an advantage (e.g., CPA, CIA, CAMS)
• Understanding of Compliance Testing Methodologies
• Ability to provide sound judgment during review and/or investigation
• Adequate knowledge of the financial services processes and relevant regulatory requirements (e.g., BSP Issuances)
• Must be proficient in communicating with other stakeholders
• Able to work with minimal supervision