Compliance Officer

ATR ASSET MANAGEMENT, INC.; Philippines; On-site; PHP 700,000 - 1,100,000; Full time

Job summary

ATR Asset Management, Inc. is seeking a Compliance Officer to strengthen the firm's compliance framework. You will execute compliance testing, monitor regulatory adherence, and support AML and FATCA initiatives while partnering with business units to manage regulatory requirements and maintain a culture of integrity.

The role emphasizes proactive risk management, training, and guidance to uphold regulatory excellence across the organization.

Qualifications

• Bachelor's degree in relevant field with experience in compliance, risk, or control in financial services.
• Strong analytical, documentation, and problem-solving skills for compliance testing and risk assessments.
• Excellent communication and stakeholder management, with integrity and collaboration across the organization.

Responsibilities

• Execute compliance testing and monitoring to validate internal controls and identify gaps.
• Coordinate regulatory reporting and implementation of new regulatory requirements.
• Support AML, FATCA, and Data Privacy compliance initiatives, including training and guidance.

Skills

Regulatory expertise

Risk assessment

Communication & collaboration

Education

Bachelor's degree

Tools

Microsoft Office

Job description

Role Summary:

The Compliance Officer is responsible for strengthening ATRAM's compliance framework by executing compliance testing, monitoring regulatory adherence, and supporting AML and FATCA compliance initiatives. The role partners with business units to ensure regulatory requirements are implemented effectively, compliance risks are proactively managed, and the organization maintains a strong culture of integrity and regulatory excellence.

What Business Outcomes the Role is Responsible for:

• Strengthen Compliance Assurance: Execute compliance testing, continuous monitoring, and control reviews to identify compliance gaps, validate the effectiveness of internal controls, and support a robust compliance program.
• Ensure Regulatory Compliance & Timely Reporting: Monitor regulatory developments, coordinate the timely and accurate submission of regulatory reports, and facilitate the implementation of new regulatory requirements across the organization.
• Enhance AML & Compliance Risk Management: Support AML, FATCA, and Data Privacy compliance initiatives by monitoring adherence to regulatory requirements, partnering with business units, and promoting compliance awareness through training and guidance.

What We’re Looking For in a Successful Candidate:

• Regulatory & Financial Services Expertise: Holds a Bachelor's degree with experience in compliance, legal, risk, or control-related functions within the financial services industry, with strong knowledge of trust, investment, and asset management regulations, including AML, FATCA, and Data Privacy.
• Risk Assessment & Analytical Capability: Demonstrates strong analytical, documentation, and problem-solving skills, with experience in compliance testing, risk assessments, controls evaluation, and regulatory issue validation.
• Communication, Integrity & Collaboration: Builds productive relationships across the organization through excellent communication and stakeholder management skills while demonstrating integrity, adaptability, accountability, and proficiency in Microsoft Office applications.