Compliance Officer

ATRAM; Makati; On-site; PHP 900,000 - 1,300,000; Full time

Job summary

ATRAM is seeking a Compliance Officer to strengthen its compliance framework by executing testing, monitoring regulatory adherence, and supporting AML and FATCA initiatives. The role partners with business units to ensure regulatory requirements are implemented, compliance risks are managed, and the organization maintains integrity and regulatory excellence.

Key responsibilities include executing testing and monitoring, keeping up with regulatory developments, and promoting a strong compliance

Qualifications

• Bachelor's degree with experience in compliance, legal, risk, or control-related functions in financial services.
• Strong knowledge of AML, FATCA, and Data Privacy regulations.
• Experience in compliance testing, risk assessments, controls evaluation, and regulatory issue validation.

Responsibilities

• Execute compliance testing, continuous monitoring, and control reviews to identify gaps and validate internal controls.
• Monitor regulatory developments and coordinate timely submission of regulatory reports.
• Support AML, FATCA, and Data Privacy compliance initiatives by partnering with business units and providing guidance.

Skills

Regulatory knowledge

Risk assessment

Analytical skills

Communication

Stakeholder management

Education

Bachelor's degree

Tools

Microsoft Office

Job description

Role Summary

The Compliance Officer is responsible for strengthening ATRAM's compliance framework by executing compliance testing, monitoring regulatory adherence, and supporting AML and FATCA compliance initiatives. The role partners with business units to ensure regulatory requirements are implemented effectively, compliance risks are proactively managed, and the organization maintains a strong culture of integrity and regulatory excellence.

What Business Outcomes the Role is Responsible for

• Strengthen Compliance Assurance: Execute compliance testing, continuous monitoring, and control reviews to identify compliance gaps, validate the effectiveness of internal controls, and support a robust compliance program.


• Ensure Regulatory Compliance & Timely Reporting: Monitor regulatory developments, coordinate the timely and accurate submission of regulatory reports, and facilitate the implementation of new regulatory requirements across the organization.


• Enhance AML & Compliance Risk Management: Support AML, FATCA, and Data Privacy compliance initiatives by monitoring adherence to regulatory requirements, partnering with business units, and promoting compliance awareness through training and guidance.

What We're Looking For in a Successful Candidate

• Regulatory & Financial Services Expertise: Holds a Bachelor's degree with experience in compliance, legal, risk, or control-related functions within the financial services industry, with strong knowledge of trust, investment, and asset management regulations, including AML, FATCA, and Data Privacy.


• Risk Assessment & Analytical Capability: Demonstrates strong analytical, documentation, and problem-solving skills, with experience in compliance testing, risk assessments, controls evaluation, and regulatory issue validation.


• Communication, Integrity & Collaboration: Builds productive relationships across the organization through excellent communication and stakeholder management skills while demonstrating integrity, adaptability, accountability, and proficiency in Microsoft Office applications.