Compliance Analyst - Risk & Policy Advocate (Hybrid)

Umpisa Inc.; Makati; Hybride; PHP 450 000 - 750 000; Plein temps

Résumé du poste

Umpisa Inc. seeks a Compliance Analyst to ensure adherence to laws, regulations, internal policies, and industry standards.

The role involves monitoring compliance activities, researching regulatory requirements, and supporting implementation of policies and procedures. Responsibilities include conducting reviews and risk assessments, maintaining documentation, and collaborating with departments to address identified gaps.

Qualifications

• Bachelor's degree in Business Administration, Finance, Accountancy, Legal Management, or a related field.
• Experience in compliance, risk management, auditing, quality assurance, or a related role is an advantage.
• Experience in the Insurance industry.
• Knowledge of applicable regulatory requirements, internal controls, and compliance practices.
• Strong analytical, research, and problem-solving skills.
• Excellent written and verbal communication skills.
• High attention to detail and strong organizational skills.

Responsabilités

• Monitor and assess the organization's compliance with applicable laws, regulations, and internal policies.
• Conduct compliance reviews, audits, and risk assessments to identify potential gaps and areas for improvement.
• Review, validate, and maintain compliance-related documents, reports, and records.
• Research regulatory requirements and communicate relevant updates to stakeholders.
• Develop and maintain compliance policies, procedures, guidelines, and monitoring reports.
• Investigate potential compliance issues and assist in developing corrective and preventive action plans.
• Collaborate with internal departments to ensure adherence to regulatory requirements and company standards.
• Prepare compliance reports and present findings, recommendations, and identified risks to management.
• Support internal and external audits, regulatory inspections, and compliance reviews.
• Monitor the completion of compliance training and promote awareness of relevant policies and regulations.
• Maintain confidentiality and ensure the proper handling of sensitive information.

Connaissances

Strong communication

Analytical skills

Problem solving

Self-starter

Team collaboration

Scaled Agile

Formation

Bachelor's degree in Business Administration, Finance, Accountancy, Legal Management, or related field

Outils

Excel

Word

PowerPoint

MS Office

Description du poste

Umpisa Inc. seeks a Compliance Analyst to ensure adherence to laws, regulations, internal policies, and industry standards.

The role involves monitoring compliance activities, researching regulatory requirements, and supporting implementation of policies and procedures. Responsibilities include conducting reviews and risk assessments, maintaining documentation, and collaborating with departments to address identified gaps.