AML & Transaction Monitoring Specialist

uSMART Securities Singapore; Santo Niño 1st; On-site; PHP 2,940,000 - 4,410,000; Full time

Job summary

uSMART Securities Singapore seeks a Compliance Executive to support AML and transaction monitoring activities. You will review client activity, assess transactions against client profiles and source of funds, and escalate high-risk matters to the Head of Compliance.

The role requires strong analytical skills, attention to detail, and the ability to work with operations, front office and risk functions to maintain robust financial crime controls.

Qualifications

• Degree or Diploma in Compliance, Finance, Banking or related field.
• Experience reviewing transaction monitoring alerts and client activity.
• Knowledge of KYC/CDD/EDD and sanctions/AML screening.

Responsibilities

• Conduct daily and periodic transaction monitoring reviews and alert disposition.
• Review client activity against profiles and source of funds/wealth.
• Investigate unusual or potentially suspicious activity.
• Escalate material or high-risk cases to Head of Compliance/MLRO.
• Maintain investigation records with rationale for actions.
• Prepare information for regulatory reporting where required.
• Support compliance monitoring and policy updates.

Skills

Financial crime risk awareness

Investigative ability

Regulatory awareness

Attention to detail

Stakeholder communication

Education

Degree in Compliance/Finance/Banking/Accounting

Tools

AML monitoring systems

Job description

uSMART Securities Singapore seeks a Compliance Executive to support AML and transaction monitoring activities. You will review client activity, assess transactions against client profiles and source of funds, and escalate high-risk matters to the Head of Compliance.

The role requires strong analytical skills, attention to detail, and the ability to work with operations, front office and risk functions to maintain robust financial crime controls.