Senior Compliance Manager, Asset Management (Dutch)

Anthos Fund & Asset Management; Amsterdam; On-site; EUR 90,000 - 120,000; Full time

Benefits offered by this job

Flexible working arrangements

31 days annual leave

Home office budget

Subsidised lunches

In-house barista

Discounted gym membership

Job summary

Anthos Fund & Asset Management is seeking a Compliance Manager to lead the risk-based compliance framework in a regulated asset management environment. You will act as a senior partner to management, translating regulatory requirements into practical guidance and proportionate controls.

You will cover Wft, AIFMD, MiFID, integrity risk, governance, monitoring and reporting, and will shape improvements across the organisation with a pragmatic, hands-on approach.

Qualifications

• 8+ years of experience in compliance, preferably within investment management or another regulated financial institution.
• Strong knowledge of Dutch and European financial regulation relevant to asset management including Wft, AIFMD and MiFID and related regulatory requirements.
• Experience with regulatory change management, SIRA/compliance risk assessments, compliance monitoring and management reporting.
• The ability to translate complex regulatory requirements into practical guidance and proportionate controls.
• Fluency in Dutch and English.

Responsibilities

• Lead and coordinate compliance risk assessments and contribute to the organisation-wide SIRA, ensuring compliance risks are appropriately identified, challenged, assessed and mitigated.
• Prepare compliance reporting, risk assessments and recommendations to senior management and governance bodies.
• Act as a trusted senior compliance advisor to the business and senior stakeholders, balancing regulatory requirements with pragmatic and risk-based solutions.
• Identify regulatory developments, assess their impact for Anthos and monitor the implementation of relevant changes across the organisation.
• Further strengthen and maintain the compliance framework, including policies, procedures, controls, monitoring and reporting.
• Own the design, development and execution of the compliance monitoring and testing programme, determining priorities, assessing effectiveness and reporting outcomes to senior management and governance bodies.
• Support the assessment and coordination of compliance incidents, breaches and regulatory enquiries, providing recommendations to management and overseeing remediation efforts.
• Promote compliance awareness through targeted guidance, training and constructive challenge.
• Coordinate and contribute to regulatory interactions, enquiries, information requests and thematic reviews, working directly with internal stakeholders and external parties as required.
• Take ownership of compliance topics, shape improvements and contribute directly to the maturity of the compliance framework.

Skills

Regulatory expertise

Stakeholder management

Dutch & English fluency

Compliance risk assessment

Monitoring & reporting

Job description

Anthos Fund & Asset Management is seeking a Compliance Manager to lead the risk-based compliance framework in a regulated asset management environment. You will act as a senior partner to management, translating regulatory requirements into practical guidance and proportionate controls.

You will cover Wft, AIFMD, MiFID, integrity risk, governance, monitoring and reporting, and will shape improvements across the organisation with a pragmatic, hands-on approach.