Hybrid: Global Compliance & Risk Specialist (AIFMD/Wft)

Loomis, Sayles & Company; Utrecht; Hybrid; EUR 95,000 - 125,000; Full time

Benefits offered by this job

Discretionary annual incentive

Comprehensive benefits package

Hybrid work schedule

Job summary

Loomis Utrecht seeks a Regulatory Compliance and Risk Specialist to support compliance with Wft, AIFMD and MiFID II for the Utrecht operation. The role reports to the Loomis Utrecht Board of Directors with functional ties to Loomis US Deputy CCO and Managing Directors of Loomis Utrecht.

The position focuses on regulatory filings, monitoring changes, updating compliance documentation, training, and coordinating with regulators in Dutch.

Qualifications

• Bachelor's degree in Business, Finance, Accounting, Management or Law.
• Minimum 3 years regulatory compliance experience at an AIFM.
• Working knowledge of Wft and AIFMD regulations.
• Working knowledge of MiFID II requirements.
• Detail oriented with strong organizational skills.
• Fluent written and spoken Dutch and English.

Responsibilities

• Prepare and submit required regulatory filings (Annex IV, Benchmark Values Reporting, DORA Register, ICAAP).
• Monitor regulatory changes through newsletters and industry notices.
• Update the Loomis Utrecht Compliance Manual in English.
• Oversee compliance with the Loomis Sayles Global Compliance Manual Policies and Procedures.
• Provide compliance training to Loomis Utrecht employees.

Skills

Regulatory compliance

Dutch language

English language

Regulatory reporting

Education

Bachelor's degree in Business, Finance, Accounting, Management or Law

Job description

Loomis Utrecht seeks a Regulatory Compliance and Risk Specialist to support compliance with Wft, AIFMD and MiFID II for the Utrecht operation. The role reports to the Loomis Utrecht Board of Directors with functional ties to Loomis US Deputy CCO and Managing Directors of Loomis Utrecht.

The position focuses on regulatory filings, monitoring changes, updating compliance documentation, training, and coordinating with regulators in Dutch.