Senior Risk & Surveillance Analyst — Front Office Advisory

RBC; Kuala Lumpur; Hybrid; MYR 90,000 - 170,000; Full time

Job summary

RBC Malaysia is seeking a senior Risk & Compliance professional to advise the front office on key controls, conduct surveillance, and monitor adherence to internal programs and regulatory requirements. You will assess controls, escalate findings, and help deliver management reports to strengthen the business risk framework.

Must have Cantonese language skills and 2–8 years in wealth management or business risk within banking; knowledge of MAS/SFC/HKMA rules; ability to manage multiple deadlines.

Qualifications

• Must-have Cantonese speaking, reading and writing.
• 2–8 years of related experience in Wealth Management or Business Risk Management within banking.
• Prior experience in surveillance on investment suitability/fraud or in compliance/audit is an advantage.
• Knowledge of MAS/SFC/HKMA regulatory requirements.
• Experience managing multiple deadlines and manual processes in a fast-paced environment.
• Candidates with extensive experience may be considered for a more senior role.

Responsibilities

• Act as SME on front office key controls, suitability and surveillance.
• Perform reviews and assess effectiveness/adequacy of controls.
• Escalate non-compliance findings to stakeholders and follow up remediation.
• Conduct monitoring and surveillance activities relevant to the business unit.
• Identify compliance risk areas; develop corrective action plans.
• Assess feasibility/implications for new controls, processes and products.
• Maintain updated risk management procedures and promote risk culture.
• Support internal and regulatory audits and other initiatives.

Skills

Cantonese

Audits & Compliance

Risk Management

Regulatory knowledge

Surveillance

Front Office Advisory

Job description

RBC Malaysia is seeking a senior Risk & Compliance professional to advise the front office on key controls, conduct surveillance, and monitor adherence to internal programs and regulatory requirements. You will assess controls, escalate findings, and help deliver management reports to strengthen the business risk framework.

Must have Cantonese language skills and 2–8 years in wealth management or business risk within banking; knowledge of MAS/SFC/HKMA rules; ability to manage multiple deadlines.