Remote Branch Compliance Inspector

Royal Bank of Canada; Putrajaya; Hybrid; MYR 120,000 - 180,000; Full time

Job summary

Royal Bank of Canada in Malaysia seeks a Senior Branch Examiner to oversee remote inspections for Wealth Management and Capital Markets. You will lead reviews of information barriers, privacy, and controls, producing reports for senior leaders and stakeholders.

The role requires strong knowledge of FINRA/SEC/MSRB expectations, 5+ years in banking compliance, and a willingness to work hybrid hours including occasional US EST alignment.

Qualifications

• Bachelor’s Degree required with knowledge of banking compliance.
• Experience in FINRA, SEC, MSRB expectations and related rules.
• Familiarity with Capital Markets and Wealth Management products at U.S.-registered broker-dealers.
• Experience in Compliance Testing, Quality Assurance, Branch Inspections, Surveillance or Internal Audit.

Responsibilities

• Conduct remote branch inspections and prepare final reports for stakeholders.
• Detect policy violations across information barriers, privacy, recordkeeping, conflicts of interest.
• Lead discussions with branch personnel and document findings for senior management.
• Contribute ideas for program enhancements using industry research and cross-LOB input.
• Train offshore/new examiners on inspection policies and procedures across business lines.
• Collaborate with on-site examiners to complete on-site inspections as needed.

Skills

Audits

Compliance

Critical Thinking

Data Gathering Analysis

Decision Making

Industry Knowledge

Internal Controls

Interpersonal Relationship Management

Product Services

Risk Management

Strategic Thinking

Education

Bachelor’s Degree

Masters or Law School Degree

Job description

Royal Bank of Canada in Malaysia seeks a Senior Branch Examiner to oversee remote inspections for Wealth Management and Capital Markets. You will lead reviews of information barriers, privacy, and controls, producing reports for senior leaders and stakeholders.

The role requires strong knowledge of FINRA/SEC/MSRB expectations, 5+ years in banking compliance, and a willingness to work hybrid hours including occasional US EST alignment.