OTC Derivatives Regulatory Reporting Analyst

RBC; Kuala Lumpur; On-site; MYR 60,000 - 90,000; Full time

Job summary

RBC is seeking an experienced Regulatory Operations professional for the Canadian Regulatory Services group in Malaysia. You will ensure regulatory reporting for OTC derivatives, including CFTC/CSA/SEC compliance, with daily reconciliations, investigations and MI reporting.

The role demands strong operational controls and collaboration with multiple teams. Working hours approximately 9:00 AM–6:00 PM, with emphasis on process improvement and risk mitigation.

Qualifications

• Bachelor’s degree in Business, Finance, Math or Engineering.
• Strong understanding of capital markets trading and OTC derivatives.
• Experience with regulatory reporting under CFTC, SEC, CSA regimes.
• Knowledge of front, middle and back office applications.
• Excellent verbal and written communication; ability to manage multiple priorities.

Responsibilities

• Perform daily and weekly trade reporting reconciliations.
• Investigate root causes of regulatory rejections and issues.
• Review Global Trade Repository warnings, monitor exceptions and manage issues.
• Conduct counterparty reconciliations to Global Trade Repository.
• Assist onboarding processes related to portfolio reconciliation.
• Ensure daily tasks/controls align with procedures.
• Develop product/market knowledge to reduce operational risks.
• Escalate issues to Senior Management and Compliance as needed.
• Collaborate with Front Office, Compliance, IT and other teams to resolve client issues.
• Maintain high levels of customer service and support.

Skills

Capital Markets understanding

OTC Derivatives knowledge

Regulatory reporting experience

CFTC/SEC/CSA knowledge

Operational controls

Communication skills

Multi-stakeholder liaison

Microsoft Office Suite

Problem solving

Root cause analysis

Education

Bachelor’s degree in Business, Finance, Math or Engineering

Tools

Bloomberg

Sophis

TradeWeb

MarkitWire

Murex

DTCC

Excel

Access

PowerPoint

Word

Visio

Job description

RBC is seeking an experienced Regulatory Operations professional for the Canadian Regulatory Services group in Malaysia. You will ensure regulatory reporting for OTC derivatives, including CFTC/CSA/SEC compliance, with daily reconciliations, investigations and MI reporting.

The role demands strong operational controls and collaboration with multiple teams. Working hours approximately 9:00 AM–6:00 PM, with emphasis on process improvement and risk mitigation.