Credit Control Lead: Equity Trading & Risk Oversight

AmBank Group; Petaling Jaya; On-site; MYR 120,000 - 180,000; Full time

Job summary

AmBank Group is seeking a skilled Credit Control Lead to oversee credit control across HQ and branches for equity broking. You will supervise daily risk monitoring, ensure regulatory compliance, and coordinate with multiple stakeholders to uphold trading and back-office integrity.

You will participate in system enhancements, analyze surveillance alerts, and respond to queries within SLA, while maintaining high ethical standards and strong confidentiality.

Qualifications

• Basic degree qualification relevant to the financial sector and professional certification/ membership in field of study.
• Minimum 3 years of working experience in Financial Services industry with broad knowledge of Stockbroking industry
• Deep knowledge of regulatory requirements, compliance standards and best practices related to credit risk management.
• Strong compliance and regulatory knowledge, including Securities Commission Malaysia, Bursa Malaysia, BNM requirements, CMSA, AML/CFT, market conduct, and personal account dealing requirements.
• Strong analytical skills and attention to detail.
• Excellent communication, presentation, and interpersonal skills with ability to influence and collaborate effectively across all levels within the bank.
• High ethical standards and integrity, with the ability to handle sensitive and confidential information.

Responsibilities

• Monitor and manage the credit exposure of HQ & Branches Dealer Representatives/clients to ensure compliance with Bank's credit policies, internal risk parameter, regulatory requirements and approved trading limits.
• Conduct daily credit control and risk monitoring activities including force selling requirements, outstanding losses, aging debtors, Discretionary Financing margins and other credit control functions.
• Monitor and perform Market Surveillance monitoring on Dealer Representatives/clients' market conduct by way conducting more detailed analysis from the surveillance alerts triggered by FRA system.
• Participate in system enhancement initiatives and user acceptance test for credit control and trading system to ensure operational efficiency and regulatory compliance.
• Engage and collaborate with key stakeholders, including Business Units, Branches, Dealer representatives, Operations compliances and others to ensure timely resolution of credit control related matters and adherence to established service standards.
• Ensure the trading needs / request raised by Dealer Representative attended to timely manner.
• Monitor and coordinate Head Office & branches Credit Control matters to ensure smooth operational flow.
• Assist Manage in monitoring / co-ordinate Head Office & Branches' Credit Control matters to ensure smooth operational flow
• Attend to queries raised by stakeholders in relation to trading and Credit Control matters within SLA.

Skills

Analytical skills

Regulatory knowledge

Communication

Attention to detail

Integrity

Stakeholder collaboration

Education

Bachelor's degree or higher in finance or related field

Job description

AmBank Group is seeking a skilled Credit Control Lead to oversee credit control across HQ and branches for equity broking. You will supervise daily risk monitoring, ensure regulatory compliance, and coordinate with multiple stakeholders to uphold trading and back-office integrity.

You will participate in system enhancements, analyze surveillance alerts, and respond to queries within SLA, while maintaining high ethical standards and strong confidentiality.