Capital Market - Regulatory Reporting

Pride Global; Kuala Lumpur; On-site; MYR 70,000 - 110,000; Full time

Job summary

Pride Global in Kuala Lumpur is seeking a Regulatory Operations professional to manage regulatory reporting to multiple jurisdictions and perform reconciliations of reported trades. The role emphasizes timely, accurate processing, anomaly handling, and collaboration with technology and stakeholders.

The candidate will ensure reports align with regulator and bank guidelines, produce management information, and respond to queries. Open for local residents/PR, full-time, on-site in Malaysia.

Responsibilities

• All aspects of tasks related to prevention, detection, assurance of Regulatory reporting function.
• Perform reported trades reconciliation in a timely and accurate.
• Monitor recon feed exceptions and escalating any anomalies to management and technology team to ensure daily timeliness is not compromised.
• Analyse, investigate and identify recon exceptions root cause and work together with stakeholders, other departments and technology to remediate any exceptions within the outlined timeframe.
• Assign ADOs to each trades having recon exceptions
• Ensure all MIs are prepared in accordance with guidelines issued by regulators/bank in a timely and accurate manner.
• Timely responses to external & internal queries.
• Ensure adherence to Process Documents including regular up-dation and execution of the same.
• Ensure robust control framework is enriched and followed by RegOps team.
• Deliver assigned tasks in a complete, accurate and timely manner
• Extract reports from the trade repository (DTCC/Unavista/MDP) for BAU consumption.

Job description

Salary : 15-20% increment from current salary (Open Budget)

Employment type : Full time employment

Open for : Local/PR

Job Summary*

Regulatory Operations Department is responsible for regulatory reporting to multiple jurisdictions i.e. CFTC, SEC, ESMA, FCA, MiFID, SFTR, HKMA, ASICS and MAS. Your primary responsibility will be:

• Perform reported trades reconciliation in a timely and accurate.
• Monitor recon feed exceptions and escalating any anomalies and spikes to management and technology team to ensure daily timeliness is not compromised.
• Analyse, investigate and identify recon exceptions root cause and work together with stakeholders, other departments and technology to remediate any exceptions within the outlined timeframe.
• Ensure all reports are prepared in accordance with guidelines issued by regulators/bank in a timely and accurate manner.
• Produce relevant management information reports for management review

Responsibilities*

• All aspects of tasks related to prevention, detection, assurance of Regulatory reporting function.
• Perform reported trades reconciliation in a timely and accurate.
• Monitor recon feed exceptions and escalating any anomalies to management and technology team to ensure daily timeliness is not compromised.
• Analyse, investigate and identify recon exceptions root cause and work together with stakeholders, other departments and technology to remediate any exceptions within the outlined timeframe.
• Assign ADOs to each trades having recon exceptions
• Ensure all MIs are prepared in accordance with guidelines issued by regulators/bank in a timely and accurate manner.
• Timely responses to external & internal queries.
• Ensure adherence to Process Documents including regular up-dation and execution of the same.
• Ensure robust control framework is enriched and followed by RegOps team.
• Deliver assigned tasks in a complete, accurate and timely manner
• Extract reports from the trade repository (DTCC/Unavista/MDP) for BAU consumption.

Actively participate in group Projects/changes