Assistant Manager - Compliance

TA Group; Kuala Lumpur; In loco; MYR 89.000 - 156.000; Tempo pieno

Descrizione del lavoro

TA Group is seeking a Compliance Manager to oversee monitoring and surveillance of consultant activities and business practices in Malaysia. The role involves reviewing unusual transaction patterns, assisting investigations into complaints and misconduct, and supporting AMLA/CFT and sanctions screening reviews.

The candidate should have a degree in Law or related field, 5–8 years of relevant experience in Compliance, and strong analytical as well as report-writing skills.

Competenze

• Minimum 5 to 8 years of relevant working experience in Compliance, AMLA/CFT, Risk Management, Internal Audit, Investigations or Regulatory Compliance.
• Strong analytical, investigative, problem solving and report-writing skills.
• High level of integrity, professionalism and attention to detail.
• Able to work independently while managing multiple priorities and meeting deadlines in a fast-paced environment.

Mansioni

• Monitor compliance monitoring and surveillance of consultant activities and business practices.
• Review unusual transaction patterns and potential regulatory breaches.
• Assist in investigations relating to complaints, misconduct and compliance matters.
• Support AMLA/CFT and sanctions screening reviews.
• Assist in regulatory reporting, compliance reviews and policy implementation.
• Maintain compliance records and documentation.

Conoscenze

Analytical

Investigative

Problem solving

Report writing

Formazione

Degree in Law or related

Descrizione del lavoro

To ensure compliance monitoring and surveillance of consultant activities and business practices.

To review unusual transaction patterns, consultant conduct and potential regulatory breaches.

To assist in investigations relating to complaints, misconduct and compliance matters.

To support AMLA/CFT and sanctions screening reviews.

To assist in regulatory reporting, compliance reviews and policy implementation.

To maintain compliance records and documentation.

Requirements:

Interested candidate must have at least a Degree in Law, Finance, Accounting, Business Administration, Economics, Risk Management or equivalent to the same.

Professional certifications or qualifications related to Compliance, AMLA/CFT, Risk Management or Financial Services would be an added advantage.

Minimum 5 to 8 years of relevant working experience in Compliance, AMLA/CFT, Risk Management, Internal Audit, Investigations or Regulatory Compliance.

Experience within the Asset Management, Unit Trust, Capital Markets or Financial Services industry will be added advantage.

Strong analytical, investigative, problem solving and report-writing skills.

High level of integrity, professionalism and attention to detail.

Able to work independently while managing multiple priorities and meeting deadlines in a fast-paced environment.

Your application will include the following questions:

• What's your expected monthly basic salary?
• How many years' experience do you have as a compliance manager?