Assistant General Manager, Institution

Securities Commission Malaysia; Kuala Lumpur; On-site; MYR 180,000 - 240,000; Full time

Job summary

Securities Commission Malaysia is seeking a Senior Supervisory Manager to lead supervisory teams overseeing NBFIs and strategic institutional investors in Malaysia. The role focuses on identifying and mitigating prudential, governance, operational and market-related risks through robust oversight and targeted engagements.

You will engage senior management and boards, coordinate with internal departments and regulators, and drive reviews, risk assessments and policy development to strengthen

Responsibilities

• Lead supervisory teams overseeing NBFIs and institutional investors to identify and mitigate prudential, governance, operational and market risks.
• Lead relationship management and supervision of assigned entities.
• Assess governance, risk management, financial resilience, investment activities and compliance frameworks.
• Review institutional risk profiles and recommend supervisory ratings.
• Plan and oversee focused and thematic reviews and supervisory engagements.
• Evaluate responses to supervisory findings and monitor remediation efforts.
• Recommend supervisory measures for deficiencies or elevated risks.
• Monitor emerging sectoral and institution-specific risks.
• Evaluate significant events such as governance issues, cyber incidents, disruptions and market events.
• Conduct forward-looking assessments of potential systemic implications.
• Contribute to development of supervisory methodologies, risk assessment frameworks and policies.
• Lead research and benchmarking on institutional investor and NBFI regulatory frameworks.
• Engage senior management and board representatives of supervised entities.
• Coordinate with internal SC departments and external regulatory agencies as required.
• Supervise and mentor managers and supervisory officers.
• Review outputs to ensure quality and consistency of supervisory assessments.

Job description

Lead supervisory teams responsible for the oversight of assigned NBFIs and strategic institutional investors, ensuring effective identification, assessment and mitigation of prudential, governance, operational and market-related risks.

Supervisory Management

• Lead relationship management and supervision of assigned entities.
• Assess governance, risk management, financial resilience, investment activities and compliance frameworks
• Review institutional risk profiles and recommend supervisory ratings.

Examination and Reviews

• Plan and oversee focused reviews, thematic reviews and supervisory engagements.
• Evaluate entities' responses to supervisory findings and monitor remediation efforts.
• Recommend supervisory measures where deficiencies or elevated risks are identified.
• Monitor emerging sectoral and institution-specific risks.
• Evaluate significant events, including governance issues, cyber incidents, operational disruptions and market events.
• Conduct forward-looking assessments of potential systemic implications.

Policy and Framework Development

• Contribute to the development of supervisory methodologies, risk assessment frameworks and supervisory policies.
• Lead research and benchmarking exercises on institutional investor and NBFI regulatory frameworks.

Stakeholder Engagement

• Engage senior management and board representatives of supervised entities.
• Coordinate with internal SC departments and external regulatory agencies as required.
• Supervise and mentor Managers and supervisory officers.
• Review work outputs and ensure quality and consistency of supervisory assessments.