Senior Manager, Restricted Securities Compliance

Michael Page (Hong Kong); Nuevo León; Presencial; MXN 900.000 - 1.500.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Support for career development

Exposure to challenging projects

Descripción de la vacante

A global investment organization in Nuevo León seeks a Compliance Manager/Senior Manager to manage restricted securities compliance. Responsibilities include reviewing transactions, maintaining compliance frameworks, and providing guidance to investment teams. The ideal candidate has 12-15 years of experience in compliance or risk management and holds a Bachelor's degree in Law or Finance. This position offers exposure to impactful projects and career growth opportunities.

Formación

• 12-15 years of experience in compliance, regulatory advisory, or risk management.
• Hands-on experience managing restricted securities and information barriers.
• Strong judgement and attention to detail in a high-governance environment.

Responsabilidades

• Act as a subject matter expert for restricted securities compliance.
• Manage and maintain restricted and watch lists.
• Review investment transactions for compliance.

Conocimientos

Compliance expertise

Risk management

Stakeholder management

Attention to detail

Educación

Bachelor's degree in Law, Finance, or related discipline

Professional compliance or legal qualifications

Descripción del empleo

A global investment organization in Nuevo León seeks a Compliance Manager/Senior Manager to manage restricted securities compliance. Responsibilities include reviewing transactions, maintaining compliance frameworks, and providing guidance to investment teams. The ideal candidate has 12-15 years of experience in compliance or risk management and holds a Bachelor's degree in Law or Finance. This position offers exposure to impactful projects and career growth opportunities.