Unity Small Finance Bank – Senior Manager – Governance Operation Risk

Unity Small Finance Bank Limited; Mumbai; On-site; INR 1,500,000 - 2,300,000; Full time

Job summary

A small finance bank in Mumbai is seeking a candidate for handling operational risk reporting and compliance. The role involves ensuring accurate regulatory submissions, maintaining risk control measures, and assisting in the development of a risk-aware culture. Strong organizational skills are essential for this position.

Responsibilities

• Undertake operational risk reporting and issue closures.
• Testing and remediation of risk control assessments.
• Ensure timely and accurate regulatory reporting.
• Owning the PAC / SOP / Outsourcing process within the Unit. Establishing appropriate risk culture within the Unit (e.g. no product/process should be launched without PAC / SOP update / Required assessments & clearances).
• Undertaking BCP for the Unit (Documentation [BIA and BCP] & Testing).
• Ensure all Regulatory Reporting(s) for the Unit are undertaken accurately & on time.
• Will operate as SPOC for other risk control purposes (IFC / RBI / Audit / Compliance) etc.
• Keeping an overview of Budgets and highlight variations to ensure the overall cost is under control and monitor the productivity for the Unit.
• Constitute a BORC and conduct meetings at an agreed frequency, circulate minutes, generate ATR.
• Maintaining Unit’s risk-related records & documentation and be able to guide on Policies / Processes.

Job description

Roles & Responsibilities

• Undertaking Op Risk reporting[s] (Op Loss, Near Miss, KRI etc.).
• Issue closures emanating from various sources [Op Risk / Audits / Others].
• Testing [RCSA] & gap remediation. Owns the RCM document / Compliance Checklist for the Unit and is responsible for its periodic updation in line with approved SOP / New products & processes / Guidelines. The testing could be in the form of Concurrent Audit to provide assurance to the Unit Head that controls within the Unit are working effectively.
• Owning the PAC / SOP / Outsourcing process within the Unit. Establishing appropriate risk culture within the Unit (e.g. no product/process should be launched without PAC / SOP update / Required assessments & clearances).
• Undertaking BCP for the Unit (Documentation [BIA and BCP] & Testing).
• Ensure all Regulatory Reporting(s) for the Unit are undertaken accurately & on time.
• Will operate as SPOC for other risk control purposes (IFC / RBI / Audit / Compliance) etc.
• Keeping an overview of Budgets and highlight variations to ensure the overall cost is under control and monitor the productivity for the Unit.
• Constitute a BORC and conduct meetings at an agreed frequency, circulate minutes, generate ATR.
• Maintaining Unit’s risk-related records & documentation and be able to guide on Policies / Processes.

Whatsapp – 8287009316