Treasury Audit Role – Bank Premier Consultants

The Corporate Institute; Mumbai; On-site; INR 1,800,000 - 2,800,000; Full time

Job summary

The Corporate Institute is seeking a Treasury Audit professional to strengthen our risk and control framework in Mumbai, India. You will contribute to treasury process design, risk assessments, and regulatory compliance across treasury operations and audit.

The role requires hands-on treasury audit experience, Big 4 background, and strong stakeholder management to drive effective controls and continuous improvement.

Qualifications

• Hands-on exposure to Treasury processes, audit, risk assessment, internal controls, and regulatory compliance.
• Strong understanding of Risk & Control Matrices (RCMs), SOPs, process documentation, and control frameworks.
• Experience working with multiple stakeholders across business, operations, risk, compliance, and audit functions.
• Big 4 experience is mandatory.
• Treasury Audit experience is mandatory.

Responsibilities

• Provide operational process inputs for new product implementation and company/entity setup, ensuring regulatory compliance and control standards.
• Assess impact of regulatory and business changes on existing processes, procedures, and controls.
• Identify and assess treasury-related risks and recommend mitigating controls.
• Develop and maintain Risk & Control Matrices (RCMs) aligned with risk frameworks.
• Design, document, and review SOPs, process documents, policies, and control frameworks.
• Ensure processes meet internal and external stakeholder requirements, including regulatory and audit expectations.
• Support remediation of audit findings, control gaps, and action plan implementation.
• Provide insights on process risks, control effectiveness, and regulatory compliance.
• Support internal and external audits with documentation, risk assessments, and management responses.

Skills

Treasury processes

Audit

Risk assessment

Internal controls

Regulatory compliance

Stakeholder management

Analytical skills

Documentation

Communication

Job description

Treasury Audit

Key Responsibilities:

• Provide operational process inputs for new product implementation and company/entity setup, ensuring adherence to applicable regulatory requirements, internal policies, and control standards.
• Assess the impact of regulatory and business changes on existing operational processes, procedures, and controls.
• Identify and assess operational and treasury-related risks associated with business activities and recommend appropriate mitigating controls.
• Develop and maintain Risk & Control Matrices (RCMs) aligned with business processes, regulatory requirements, and organizational risk frameworks.
• Design, document, and review Standard Operating Procedures (SOPs), process documents, policies, and control frameworks.
• Ensure documented processes meet the requirements of internal and external stakeholders, including regulatory and audit expectations.
• Support the implementation of operational and regulatory changes by developing appropriate frameworks, procedures, policies, and control mechanisms.
• Conduct periodic reviews of processes and controls to ensure continued efficiency, effectiveness, compliance, and regulatory adherence.
• Identify opportunities to simplify, standardize, automate, and improve business processes while maintaining appropriate control environments.
• Monitor changes in laws, regulations, internal policies, and business requirements, and update processes and controls accordingly.
• Partner with business and functional teams to facilitate day-to-day operational activities and problem-solving.
• Support remediation of audit findings, control gaps, and process deficiencies and track implementation of agreed action plans.
• Provide insights and recommendations to stakeholders on process risks, control effectiveness, regulatory compliance, and operational improvements.
• Support internal and external audit requirements by providing relevant process documentation, control evidence, risk assessments, and management responses.

Mandatory Requirements:

• Big 4 experience is mandatory.
• Treasury Audit experience is mandatory.
• Candidates should have hands-on exposure to Treasury processes, audit, risk assessment, internal controls, and regulatory compliance.
• Strong understanding of Risk & Control Matrices (RCMs), SOPs, process documentation, and control frameworks.
• Experience working with multiple stakeholders across business, operations, risk, compliance, and audit functions.
• Strong analytical, documentation, communication, and stakeholder-management skills.

Preferred Experience:

• Experience in Treasury Operations, Treasury Audit, Financial Services, Banking, or Corporate Treasury.
• Exposure to regulatory change management and implementation.
• Experience in process transformation, control optimization, and operational risk management.
• Knowledge of internal and external audit methodologies and regulatory expectations.