Bank – Senior Vice President – Treasury & Risk Audit Dimensions HRD Consultants

The Corporate Institute; Mumbai; Presencial; INR 3.500.000 - 5.500.000; Jornada completa

Descripción de la vacante

The Corporate Institute in Mumbai is seeking a Senior Vice President to head the Internal Audit – Treasury & Risk Audit vertical. This leader will plan and execute audits across treasury and risk functions, including Forex, Derivatives, ALM, ICAAP, and regulatory reporting, and will supervise the audit team and present findings to senior management and the Audit Committee.

The role requires deep Treasury operations knowledge, strong communication skills, and readiness to travel.

Formación

• Graduate or postgraduate degree; professional qualifications preferred.
• CA/MBA (Finance)/FRM/CFA or equivalent preferred.
• Minimum 15+ years in Treasury & Risk Audits and related functions.

Responsabilidades

• Plan and execute Internal Audits across Treasury and Risk functions.
• Lead audits of Treasury areas such as Forex, Derivatives, Investments, Money Market, NDTL computation and regulatory reporting.
• Lead audits of risk areas including ICAAP, Stress Testing, Operational Risk, Model Risk, ALM.
• Communicate audit findings to senior management and Audit Committee.
• Supervise and guide audit team members; monitor performance.
• Prepare ACB memos, dashboards for senior leadership and Board committees.
• Prepare annual Treasury & Risk Audit Plan and allocate resources per complexity and timelines.

Conocimientos

Effective written, verbal and present​

Hard working & adaptable to <span>ch</

Effective written, verbal and present​

Educación

Graduate / Postgraduate

CA / MBA (Finance) / FRM / CFA or equivalent

Herramientas

Finacle system

MS-Office (Excel, Word, PowerPoint)

Descripción del empleo

Job Description for Internal Audit – Vertical Head – Treasury & Risk Audit

Job Title: Vertical Head – Treasury & Risk Audit

Reports To: Head – Treasury & Risk Audit

Function: Internal Audit

Designation: Senior Vice President

Location: Mumbai

Position Summary

• Responsible for planning and execution of Internal Audits across Treasury functions and Risk functions.
• Lead audits of Treasury such as Forex (Merchant & Interbank), Derivatives, Investments (SLR / Non SLR), Money Market, NDTL computation, and regulatory reporting.
• Lead audits of risk such as ICAAP, Stress Testing, Operational Risk, Model Risk, ALM (SLS, IRRBB, LCR, NSFR, Leverage Ratio).
• Thorough understanding of Treasury operations, Mid-office & Market risk controls and Front office functions including trade lifecycle and regulations.
• Ensure comprehensive audit coverage and quality as per approved scope.
• Ensure timely completion of audits as per the annual audit plan.
• Identify control weaknesses, process improvement opportunities, and risk mitigation measures.
• Prepare audit reports with clear observations, root cause analysis, and recommendations.
• Communicate audit findings effectively to senior management and present to Audit Committee.
• Supervise, manage, and guide audit team members; monitor performance periodically.
• Implement continuous monitoring mechanisms for Treasury and Risk areas.
• Drive completion of UATs, system enhancements, and process reviews assigned to the audit vertical.
• Prepare ACB memos, presentations, and dashboards for senior leadership and Board level committees.
• Prepare annual Treasury & Risk Audit Plan, including risk based coverage.
• Manpower planning for audit engagements and allocation of resources as per complexity and timelines.
• Ensure periodic trainings are conducted for the audit team to enhance technical knowledge and audit capability.

Preferred Skill Set

• Educational / Professional Qualification: Graduate / Postgraduate. Additional qualification: CA / MBA (Finance) / FRM / CFA or equivalent preferred.

Technical Knowledge

• Sound knowledge of Finacle system/MS-Office Product Suite (Excel, word, Power-point).
• Effective written, verbal and presentation skills.
• Hard working & adaptable to challenging environment.

Work Experience

• Minimum 15+ years in: Treasury & Risk Audits; Market Risk / ALM / ICAAP / Stress Testing / Model Risk; Bank Treasury, Risk, or Financial Control functions.

Others

• Ready to travel.