Trade & Transaction Reporting Manager VP, Regulatory Reporting Assurance

NatWest Group; Gurugram District; On-site; INR 3,500,000 - 5,200,000; Full time

Job summary

NatWest Group in India seeks a Trade & Transaction Reporting Manager (VP) to oversee daily submissions, ensuring adherence to the control framework and regulatory obligations.

You will collaborate with stakeholders to remediate breaches, provide root-cause analysis, and lead governance forums to maintain reporting within risk appetite and service levels.

Qualifications

• Strong understanding of regulatory reporting requirements across global regulators.
• Ability to analyze data and identify issues in reporting processes.
• Experience in remediation and close-out of regulatory reporting gaps.
• Familiarity with governance forums and documentation of controls.

Responsibilities

• Oversee daily trade and transaction reporting to ensure compliance with regulatory obligations.
• Identify, investigate, and escalate breaches in regulatory reporting within required timeframes.
• Chair governance forums and ensure timely completion of daily processes within SLAs.
• Provide root-cause analysis and remediation plans for reporting issues and impacts.
• Support readiness for new or changed regulations through stakeholder collaboration.

Skills

Regulatory reporting

Data analysis

Issue remediation

Governance

Job description

Join us as a Trade & Transaction Reporting Manager VP, Regulatory Reporting Assurance

• We’ll look to you to provide oversight on daily trade and transaction reporting processes, making sure that they adhere to the control framework and comply with regulatory obligations
• You’ll provide input into regulatory reporting initiatives, through your expertise and knowledge of regulations, data analysis and issue remediation
• As a key member of our team, you’ll enjoy extensive collaboration and can expect great visibility for you and your work
• We're offering this role at vice president level

What you'll do

As a Trade & Transaction Reporting Manager, you’ll be operating a robust oversight model of trade and transaction submissions to support relevant reporting obligations. You’ll demonstrate a strong sense of ownership by identifying, investigating and escalating any breaches in regulatory reporting within the required timeframes and through the appropriate governance forums.

Working proactively with stakeholders, you’ll make sure that compliance breaches are remediated in order for the business area to remain within agreed risk appetite statements.

You’ll Also Be

• Providing oversight of the team to ensure complete, accurate and timely reporting of trade and transaction submissions across multiple asset classes
• Acting as Chair of the governance forums, to make sure daily processes are being completed within agreed service level agreements
• Monitoring and challenging exception management, reconciliations, controls and process issues, as well as investigation and remediation plans
• Providing root-cause analysis of reporting issues, as well as impact and materiality assessments
• Supporting operational readiness and preparation for new and changed regulations

The skills you’ll need

To thrive in this role, you’ll need a strong understanding of regulatory reporting requirements, across multiple global regulators, coupled with a good understanding of relevant asset classes and structured trading businesses, ideally experienced through a trade reporting or middle office environment.

In Addition, You’ll Need

• Strong experience in Regulatory reporting and assurance along with good understanding of investment banking products.
• Good understanding of the front to back processes in order to maintain a stable and controlled regulatory reporting environment
• The ability to build, develop and engage strong relationships with stakeholders
• An excellent understanding and appreciation of risk and control frameworks, including process documentation, control documentation and supervisory frameworks