Trade & Transaction Reporting Manager VP

Natwest Digitalx; Gurugram District, Bengaluru; On-site; INR 1,000,000 - 2,400,000; Full time

Job summary

Natwest Digitalx in Gurugram, India is seeking a Trade Transaction Reporting Manager at VP level to oversee daily trade and transaction reporting and ensure regulatory compliance. You will input into initiatives using data analysis, issue remediation, and governance leadership across multiple asset classes.

The role emphasizes ownership, proactive remediation of breaches, and collaboration with stakeholders to maintain risk and control frameworks and readiness for regulatory changes.

Qualifications

• Strong understanding of regulatory reporting requirements across multiple global regulators.
• Experience in investment banking products and front-to-back processes.

Responsibilities

• Provide oversight on daily trade and transaction reporting processes ensuring adherence to control framework and regulatory obligations.
• Input into regulatory reporting initiatives through data analysis and issue remediation.
• Collaborate with stakeholders and provide visibility for work.
• Chair governance forums and ensure processes meet SLAs.
• Perform root-cause analysis of reporting issues and remediation plans.
• Support readiness for new and changed regulations.

Skills

Regulatory reporting

Data analysis

Issue remediation

Stakeholder management

Risk & control frameworks

Job description

Job Summary

Join us as a Trade Transaction Reporting Manager VP, Regulatory Reporting Assurance

Responsibilities

• Well look to you to provide oversight on daily trade and transaction reporting processes, making sure that they adhere to the control framework and comply with regulatory obligations
• Youll provide input into regulatory reporting initiatives, through your expertise and knowledge of regulations, data analysis and issue remediation
• As a key member of our team, youll enjoy extensive collaboration and can expect great visibility for you and your work
• We're offering this role at vice president level
• As a Trade Transaction Reporting Manager, youll be operating a robust oversight model of trade and transaction submissions to support relevant reporting obligations. Youll demonstrate a strong sense of ownership by identifying, investigating and escalating any breaches in regulatory reporting within the required timeframes and through the appropriate governance forums.
• Working proactively with stakeholders, youll make sure that compliance breaches are remediated in order for the business area to remain within agreed risk appetite statements.
• Youll also be:
• Providing oversight of the team to ensure complete, accurate and timely reporting of trade and transaction submissions across multiple asset classes
• Acting as Chair of the governance forums, to make sure daily processes are being completed within agreed service level agreements
• Monitoring and challenging exception management, reconciliations, controls and process issues, as well as investigation and remediation plans
• Providing root-cause analysis of reporting issues, as well as impact and materiality assessments
• Supporting operational readiness and preparation for new and changed regulations

The skills you'll need

To thrive in this role, youll need a strong understanding of regulatory reporting requirements, across multiple global regulators, coupled with a good understanding of relevant asset classes and structured trading businesses, ideally experienced through a trade reporting or middle office environment.

In addition, youll need:

• Strong experience in Regulatory reporting and assurance along with good understanding of investment banking products.
• Good understanding of the front to back processes in order to maintain a stable and controlled regulatory reporting environment
• The ability to build, develop and engage strong relationships with stakeholders
• An excellent understanding and appreciation of risk and control frameworks, including process documentation, control documentation and supervisory frameworks

Hours

Hours: 45