Trade & Transaction Reporting Manager VP, Regulatory Reporting Assurance

NatWest Group; Bengaluru; Sur place; INR 3 500 000 - 6 000 000; Plein temps

Résumé du poste

NatWest Group in Bengaluru is seeking a Trade & Transaction Reporting Manager at Vice President level to oversee daily trade and transaction reporting processes, ensuring adherence to control frameworks and regulatory obligations. You will contribute to regulatory reporting initiatives and collaborate with multiple stakeholders for timely remediation and governance.

You will lead an oversight model for accurate reporting across asset classes, chair governance forums, and drive remediation plans

Qualifications

• Strong understanding of regulatory reporting requirements across multiple global regulators.
• Good understanding of asset classes and structured trading businesses.
• Experience in trade reporting or middle office environment.

Responsabilités

• Oversee daily trade and transaction reporting processes across asset classes to ensure compliance with control framework and regulatory obligations.
• Chair governance forums and ensure daily processes are completed within agreed service levels.
• Monitor and challenge exception management, reconciliations, controls and remediation plans; investigate and remediate issues.
• Perform root-cause analysis of reporting issues and assess impact and materiality.
• Support operational readiness and compliance for new or changed regulations.

Connaissances

Regulatory reporting

Data analysis

Stakeholder management

Governance

Risk & controls

Description du poste

Join us as a Trade & Transaction Reporting Manager VP, Regulatory Reporting Assurance

• We’ll look to you to provide oversight on daily trade and transaction reporting processes, making sure that they adhere to the control framework and comply with regulatory obligations
• You’ll provide input into regulatory reporting initiatives, through your expertise and knowledge of regulations, data analysis and issue remediation
• As a key member of our team, you’ll enjoy extensive collaboration and can expect great visibility for you and your work
• We're offering this role at vice president level

What you'll do

As a Trade & Transaction Reporting Manager, you’ll be operating a robust oversight model of trade and transaction submissions to support relevant reporting obligations. You’ll demonstrate a strong sense of ownership by identifying, investigating and escalating any breaches in regulatory reporting within the required timeframes and through the appropriate governance forums.

Working proactively with stakeholders, you’ll make sure that compliance breaches are remediated in order for the business area to remain within agreed risk appetite statements.

You’ll Also Be

• Providing oversight of the team to ensure complete, accurate and timely reporting of trade and transaction submissions across multiple asset classes
• Acting as Chair of the governance forums, to make sure daily processes are being completed within agreed service level agreements
• Monitoring and challenging exception management, reconciliations, controls and process issues, as well as investigation and remediation plans
• Providing root-cause analysis of reporting issues, as well as impact and materiality assessments
• Supporting operational readiness and preparation for new and changed regulations

The skills you’ll need

To thrive in this role, you’ll need a strong understanding of regulatory reporting requirements, across multiple global regulators, coupled with a good understanding of relevant asset classes and structured trading businesses, ideally experienced through a trade reporting or middle office environment.

In Addition, You’ll Need

• Strong experience in Regulatory reporting and assurance along with good understanding of investment banking products.
• Good understanding of the front to back processes in order to maintain a stable and controlled regulatory reporting environment
• The ability to build, develop and engage strong relationships with stakeholders
• An excellent understanding and appreciation of risk and control frameworks, including process documentation, control documentation and supervisory frameworks