Team Member Compliance Testing

Skillventory; Mumbai; On-site; INR 900,000 - 1,400,000; Full time

Job summary

Skillventory seeks a Chartered Accountant with 2-4 years of experience in compliance testing within NBFCs or banks. The role emphasizes risk-based testing, defining scope, and collecting evidence to assess regulatory alignment.

Responsibilities include reviewing controls, preparing testing procedures, validating compliance with regulatory requirements, and drafting actionable reports while maintaining comprehensive workpapers. Mumbai on-site role.

Qualifications

• CA with 2-4 yrs exp in Compliance testing in NBFC / Bank
• Experience in preparing testing scope, procedures and sampling
• Knowledge of regulatory requirements and controls

Responsibilities

• Execute risk-based compliance testing as per the approved Compliance Testing Plan.
• Prepare testing scope, test procedures and sampling methodology.
• Review processes, system controls and documentation against regulatory requirements.
• Validate compliance through testing of samples and supporting evidence
• Prepare clear, evidence-based compliance observations.
• Perform root cause analysis and assess regulatory impact.
• Draft testing reports with practical recommendations.
• Maintain complete testing workpapers and documentation..

Skills

Compliance testing

Regulatory awareness

Root cause analysis

Education

Chartered Accountant (CA)

Job description

Role & responsibilities

• Execute risk-based compliance testing as per the approved Compliance Testing Plan.
• Prepare testing scope, test procedures and sampling methodology.
• Review processes, system controls and documentation against regulatory requirements.
• Validate compliance through testing of samples and supporting evidence

• Prepare clear, evidence-based compliance observations.
• Perform root cause analysis and assess regulatory impact.
• Draft testing reports with practical recommendations.
• Maintain complete testing workpapers and documentation..

Preferred candidate profile

CA with 2-4 yrs exp in Compliance testing in NBFC / Bank