Compliance Manager

Nivara Home Finance; Bengaluru; On-site; INR 800,000 - 1,500,000; Full time

Job summary

Nivara Home Finance in Bengaluru seeks a Compliance professional to assess and manage the company’s compliance risk and support the Compliance team to ensure regulatory adherence.

You will prepare concise management reports, conduct audits and testing, and frame policies per regulatory requirements to drive a risk-based compliance plan for the organization.

Qualifications

• Assessing and managing compliance risk for the company.
• Prepare and present concise compliance reports to management.
• Conduct audit and compliance testing as part of the program.
• Frame policies as per regulatory requirements.
• Adhere to company policies and procedures.

Responsibilities

• Assess and manage the companys compliance risk and support the Compliance team.
• Periodically report on compliance failures/breaches to the concerned functional heads.
• Prepare and present clear compliance reports to management and conduct risk assessments.
• Conduct audit / compliance testing as part of an annual plan.
• Draft and frame policies per regulatory requirement and assist in regulator interactions.

Skills

Compliance risk analysis

Loan underwriting

NBFC operations

Regulatory coordination

Policy drafting

Job description

Assessing and managing the companys compliance risk and providing support to the Compliance team to ensure compliance.

Periodically report on compliance failures/breaches to the concerned functional heads.

Preparing and presenting clear and concise compliance reports to the management and conduct assessment of the compliance risk (at least once a year) and to develop a risk-oriented activity plan for compliance assessment.

Conducting audit / compliance testing.

Adherence to companys policies.

Framing policies as per regulatory requirement.

Role & responsibilities

Preferred candidate profile

• Loan Underwriting & Credit Risk Analysis
• NBFC Operations, Banking Coordination, RCU Handling
• Internal Audit, Operations & Collections
• Policy Drafting/ Compliance Testing
• Handling Returns & Interactions with Regulators