Senior Regulatory Reporting Analyst

AllianceBernstein L.P.; Pune District; On-site; INR 1,200,000 - 1,800,000; Full time

Job summary

AllianceBernstein L.P. is seeking a Senior Regulatory Reporting Analyst in Pune to own regulatory reporting across EMIR and MiFID requirements. You will supervise daily data uploads, conduct root-cause analyses, and ensure reconciliations with regulators and repositories.

The role includes client onboarding support and responding to EMIR/ASIC queries. The ideal candidate has 3+ years in asset management or financial services, strong Excel/Office skills, and a proactive, team-oriented approach to

Qualifications

• Minimum degree qualified.
• Industry recognized EMIR and MiFID qualification.
• 3+ years in asset management or financial services.
• Knowledge of regulatory reporting obligations.
• In-depth understanding of EMIR and MiFID from regulation to field population.
• Derivative, equity, fixed income knowledge preferred.
• Strong MS Office skills.
• Proactive, flexible, and a team player.
• Excellent inter-department collaboration.

Responsibilities

• Supervise daily uploads and failure management to repositories/regulators.
• Root-cause analysis of issues against regulatory practice.
• Ensure daily, monthly, quarterly reconciliations with AB, regulators, and repositories.
• Support client onboarding for regulatory reporting.
• Respond to EMIR/ASIC reporting client queries.
• Complete client attestations and certifications (ASIC & EMIR).
• Collate KPI reporting for internal review.
• Identify opportunities for automation/AI enhancement.

Skills

Regulatory reporting

EMIR knowledge

MiFID knowledge

Analytical skills

Team player

Education

Bachelor's degree

EMIR/MiFID qualification

Tools

Microsoft Office

Job description

Job Description As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner. With over 4,400 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us. The Senior Regulatory Reporting Analyst will be a member of the Middle Office Investment Management Operations team, who has ownership of all regulatory reporting responsibilities for EMEA and some selected global legislation. The Regulatory Reporting is responsible for reviewing and implementing new operational aligned market regulation, daily running of Trade, Transaction and Holdings reporting complying with regulation.

Key job responsibilities include, but are not limited to:

• Supervision of daily uploads and failure management of data to repositories and regulators
• In–depth root cause analysis of issues against standard regulatory practice
• Ensure completion of Daily, Monthly and Quarterly reconciliations between AB, Regulator and Repositories
• Client onboarding management to support regulatory reporting requirements
• Responding to all EMIR /ASIC reporting related client queries
• Completion of Client Requested Attestations & Certifications with respect to ASIC & EMIR
• Collation of KPI Reporting for presentation to the internal Reporting Panel and Senior Management
• Help identify areas for automation/simplification/AI-enhancement

What is the professional development value of this role, i.e., what learning and professional growth does the role offer the candidate? The Regulatory Reporting team interface with a multitude of other operations functions, PMG, Sales, Compliance & Portfolio Managers, which helps to gain good exposure and knowledge of how the wider firm operates. It also has direct external client exposure, helping to develop critical client‑facing skills. These skills and relationships will help to open up potential mobility opportunities in the future.

Job Qualifications (The ideal candidate should have the following):

• Minimum degree qualified
• Must hold an Industry Recognized Qualification in both EMIR and MIFID Transaction and Trade Reporting
• Minimum of 3 years of experience within the Asset Management, Banking or other financial services related business
• Knowledge of Regulatory Reporting obligations
• Must have in depth understanding of EMIR and MIFID from Regulation to field population
• Equity, Fixed Income and derivative security knowledge preferred
• Strong working knowledge of Microsoft Office
• Strong organizational and planning skills
• Must be pro‑active, flexible, and a problem solver
• Must be highly professional interacting with several departments within the company
• Must be a team player

Skills: The candidate should have a working knowledge of the Microsoft Office suite of products (particularly Excel, Word, and Power Point)

Special Knowledge:

• EMIR, MIFID and ASIC reporting

Location:

Pune, India Pune, India

We are a leading global investment management firm offering high-quality research and diversified investment services to institutional clients, retail investors, and private‑wealth clients in major markets around the globe. With over 4,000 employees across 51 locations operating in 25 countries and jurisdictions, our ambition is simple: to be the most trusted investment firm in the world. We realize that it's our people who give us a competitive advantage and drive success in the market, and our goal is to create an inclusive culture that rewards hard work. Our culture of intellectual curiosity and collaboration creates an environment where you can thrive and do your best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to our clients, we are fully invested in you. If you're ready to challenge your limits and empower your career, join us!

AB does not discriminate against any employee or applicant for employment on the basis of race, color, religion, creed, ancestry, national origin, sex, age, disability, marital status, citizenship status, sexual orientation, gender identity, military or veteran status or any other basis that is prohibited by applicable law. AB’s policies, as well as practices, seek to ensure that employment opportunities are available to all employees and applicants, based solely on job‑related criteria.