Senior Manager - Internal Audit

TVS Credit Services Ltd; Bengaluru; Vor Ort; INR 1.800.000 - 2.800.000; Vollzeit

Zusammenfassung

TVS Credit Services Ltd. in Bengaluru seeks an experienced Audit professional to execute and manage end-to-end audits across multiple functions, aligning with an approved annual plan. You will determine scope with seniors and perform walkthroughs, risk/control mapping, and procedure design.

The role requires 6-9 years in Audit/Risk within Banking/NBFC sectors, with strong analytical and communication skills, and the ability to guide junior team members. Underwriting exposure is a plus.

Qualifikationen

• Minimum 6-9 years of experience in Audit/Risk/Credit in Banking/NBFC domain.
• Prior risk-based audit experience preferred; underwriting knowledge in Retail, Rural, or Commercial can be considered.
• Understanding of how Banks/NBFCs operate, with knowledge of functions and associated risks.

Aufgaben

• Executing and managing audits as per annual plan across functions (Sourcing/Sales, Credit, Central Ops, Collection, HR, Finance, Legal, Compliance, Risk, Treasury).
• Determining audit scope in consultation with seniors.
• Carrying out process and system walkthroughs and drawing Risk & Control Matrix; define audit procedures.

Kenntnisse

Audit experience

Risk management

Banking/NBFC knowledge

Analytical skills

Communication

Ausbildung

CA / MBA

Jobbeschreibung

Role & responsibilities

Executing and Managing the Business & Support process audits assigned as per the approved annual audit plan (For e.g. Sourcing/Sales, Credit, Central Ops, Collection, HR, Finance, Legal, Compliance, Risk, Treasury, etc)

Determining the Audit scope in consultation with his seniors

Carrying out process & system walkthroughs and drawing the Risk & Control Matrix under seniors supervision. Determine the audit procedures to be carried out

Assisting his junior team in executing the audits and performing audit procedure

Drafting Audit observations report and discussing the same with his senior and auditee/process owners

Entire audit to be carried out in Audit system ensuring all steps are followed including proper workflow & documentation standards

Addressing review comments of the senior

Post audit Open points follow up & tracking; Closed points implementation testing

Proactive in bringing to the knowledge of his senior, any significant observation noted during the course of the audit; Multi-tasking abilities

Professional development of the junior team (AM/DM) through regular feedbacks on the projects; discussing their performance appraisal with his senior (Chief Mgr/AVP)

Regular interaction/liaising with other functions/process owners; keeping himself abreast with all the developments happening in the Company; similarly keeping abreast with all the regulatory and technological changes/developments happening in the Industry

Data Analytics Projects – identification of Risk metrics/patterns that require continuous monitoring and discussing the same with Chief Mgr/AVP; Working jointly with his senior and the Data Analytics Team to get them developed in the form of system; Audit of the outliers/exceptions thrown by the system

Preferred candidate profile

CA / MBA (Preferably CA)

Min 6-9 years of experience, with prior experience in the field of Audit/Risk/Credit/ in Banking / NBFC domain

Prior experience of risk based audit would be preferred, however good underwriting experience (Retail, Rural, Commercial, etc) could also be considered

Overall knowledge & experience of how Banks/NBFCs operate, the objectives and linkages of different functions and the key risks embedded in core business processes is a must

Good listening and analytical skills; Eye for detail; Good Communication & Interpersonal skill