Senior Lead Auditor

Ameriprise Financial Services; Dadri; On-site; INR 1,000,000 - 1,500,000; Full time

Job summary

Ameriprise India LLP is seeking a senior professional to plan and execute portions of the Risk and Control Services plan, including audits and compliance activities. You will supervise projects, lead peers, and ensure timely delivery while evaluating risk, controls, and governance processes.

The role requires 7–10 years of internal audit experience, with external audit exposure considered a plus. CA/CPA/CFA/MBA preferred.

Qualifications

• 7–10 years of relevant Internal Audit experience.
• External audits would be an added advantage.
• CA/CPA/CFA or MBA preferred.

Responsibilities

• Plan and execute portions of the Risk and Control Services plan, including audit activities.
• Present objectives and results to management highlighting control deficiencies.
• Evaluate and improve risk management, control, and governance processes.
• Complete risk assessments per department standards, in moderately complex areas.
• Identify control deficiencies, assess risk, and propose cost-effective mitigations.
• Supervise projects and manage scope, schedule, and deliverables.
• Coordinate with control groups and communicate challenges to meet timelines.
• Suggest changes to Risk and Control Services plans and methodologies.

Skills

Internal Audit Experience

External audits

Education

CA

CPA

CFA

MBA

Job description

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description

Plan and execute basic to complex portions of the Risk and Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities and presenting objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes. Supervise and lead assigned projects, while providing leadership to peers and others as needed in the work assigned. Manage the scope, schedule, and deliverables of assigned work.

Key Responsibilities

• Be responsible for planning and executing basic to complex portions of the Risk and Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities.
• Present work objectives and results to various levels of management that focuses on the impact of control deficiencies.
• Execute on a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes.
• Complete risk assessments in conformance with department standards, generally in moderately complex areas.
• Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations. Monitor and validate Management Action Plan status. Recommend closure of Management Action Plans when actions are complete and identified deficiency has been addressed.
• Supervise and lead assigned projects. Provide leadership to peers and others as needed in the work assigned. Manage the scope, schedule, and deliverables of assigned work. Ensure work is completed within established timelines.
• Coordinate with the appropriate control groups in planning and executing assigned work. Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.
• Recommend changes to Risk and Control Services plan to focus efforts on risk areas and provide value to stakeholders. Recommend changes to Risk and Control Services processes and methodologies, as appropriate.

Required Qualifications

• Candidate must have at least 7-10 years of relevant Internal Audit Experience.
• Experience in External audits would be an added advantage.

Preferred Qualification

• CA, CPA, CFA or MBA would be preferred

In-Office Collaboration

We are a client-centric, relationship-based business. Working together, in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing, productivity and personal connection, we deliver for our stakeholders — clients, advisors, employees and shareholders. Our employees work in the office at least three (3) days per week, with flexibility to work from home two (2) days per week. Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring process.

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p)

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

Finance

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, military status, veteran status, marital status, pregnancy, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.